Christopher O'Mara Email & Phone Number

11 West 42Nd Street

- Working to build relationships with key stakeholders such as the trading desk and other departments be they operations, credit/risk and product control.-Minimizing credit risk, by calculating and monitoring exposure on a daily basis, within the thresholds set out by CRM.- Reducing risk by controlling & monitoring the settlement of Margin calls, and to ensure that we have receipt of these, and that any non-receipt of funds is followed up with investigation and advice to Treasury. - Reducing risk by controlling & monitoring the settlement of collateral substitutions where a DSL cannot be obtained.-Ensuring the processes of collateral recalls are made in a timely manner, envolving close liaison with the desk, client & settlements department, and ensuring that our internal & external market deadlines are adhered to.

1285 Avenue Of Americas

· Communicated with Third Party Banks for buy-ins, recalls and contract repairs· Compared activity between Loanet and DTC to ensure there were no breaks for the firm· Uploaded all settlement deals for each business day in Global 1 Sunguard Database· Analyzed the reconciliation for the trade flow between risk and settlement with the Trade Support Team· Submitted all journals for collateral that was pledged and released by the firm· Verified and instructed all deals in Access Edge for Tri-Party shares

7 Hanover Square, New York, New York 10004

Gathered, sorted and organized client data for processing to complete enrollments. Critically analyze all institutional brokers & client signatures on documents & agreements. Direct contact with institutional broker to facilitate the onboarding of their clients. Responsible for managing client handovers, ensuring smooth transitions following the on-boarding stage. Managed incoming/prospective client’s expectations, addressed inquiries, maintained communications, provided escalation paths, and documented any issues that arose during the on-boarding process. Protected sensitive customer and brokerage information by ensuring documents, computers, files, and all confidential matters were appropriately handled as set forth by policy.