Christopher Ray Email and Phone Number
Christopher Ray work email
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Christopher Ray personal email
Christopher Ray phone numbers
I am a regulatory compliance professional with approximately 20 years of experience as a Chief Compliance Officer, SEC examiner, senior compliance officer, and regulatory consultant. For nearly 20 years I have been interpreting, synthesizing, and communicating regulatory requirements to senior management, CCOs, and GCs at some of the largest and most successful asset managers. I specialize in SEC compliance for investment advisers to hedge funds, private equity funds, and separately managed accounts. I primarily work with private fund managers to enhance or develop their regulatory compliance program, understand regulatory expectations, and adopt industry best practices. I have also coordinated and conducted mock SEC inspections and annual compliance reviews, assisted clients during actual SEC inspections, delivered compliance training sessions, and developed customized policies, procedures, and compliance monitoring programs. My objective is to provide practical guidance that is easy to implement and equally consistent with regulatory requirements, industry best practices, and SEC exam staff expectations.
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Chief Compliance OfficerNorth Rock Capital Management, Llc Sep 2021 - Present
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Head Of Thought LeadershipAca Group Jan 2021 - Sep 2021New York, Ny, Us -
Director, Us Alternatives PracticeAca Group Jan 2018 - Dec 2020New York, Ny, Us
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Senior Principal ConsultantAca Group Sep 2013 - Dec 2017New York, Ny, Us
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Senior Compliance OfficerBridgewater Associates Mar 2008 - Aug 2013Westport, Connecticut, Us -
Examiner/Staff AccountantU.S. Securities And Exchange Commission (Sec): Nov 2004 - Mar 2008Washington, Dc, Us -
Manager, Investment Grade And Convertible Bond EvaluationsInteractive Data Corporation (Idc) Nov 2000 - Nov 2004
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Fixed Income AnalystThomson Reuters Aug 1998 - Nov 2000Toronto, On, Ca
Christopher Ray Skills
Christopher Ray Education Details
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Canisius UniversityMaster Of Business Administration (M.B.A.) -
Canisius UniversityGeneral
Frequently Asked Questions about Christopher Ray
What company does Christopher Ray work for?
Christopher Ray works for North Rock Capital Management, Llc
What is Christopher Ray's role at the current company?
Christopher Ray's current role is Chief Compliance Officer at North Rock Capital Management.
What is Christopher Ray's email address?
Christopher Ray's email address is cr****@****oup.com
What is Christopher Ray's direct phone number?
Christopher Ray's direct phone number is +121286*****
What schools did Christopher Ray attend?
Christopher Ray attended Canisius University, Canisius University.
What are some of Christopher Ray's interests?
Christopher Ray has interest in Conway, Six Sigma, Statistical Process Control, The Works Of Dr, Edwards Demming, Walter Shewhart, William E, Donald Wheeler.
What skills is Christopher Ray known for?
Christopher Ray has skills like Hedge Funds, Fixed Income, Asset Management, Mutual Funds, Investments, Equities, Investment Management, Securities, Alternative Investments, Capital Markets, Financial Markets, Compliance.
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