Christopher Swasbrook Email & Phone Number

Auckland, NZ

Auckland, NZ

Auckland, Auckland, NZ

Stoke, Nelson, NZ

Bethunes Investments Limited ("BIL") was formerly named Mowbray Collectables Group and had been listed on the NZX/NZAX since 2001. The company failed to deliver on expectations over a long period of time, and I was appointed to restructure the company. Post a number of divestments, the company remained listed on the NZX and shifted its "modus operandi" to.

Mt Ruapehu, Mt Ruapehu, NZ

Auckland, St Johns, NZ

Wellington, NZ

I was one of four members with expertise and experience in financial markets, whom assist NZX Regulation to review key listing documents for companies / entities seeking a path to market. This is, irrespective of, whether the companies / entities / structures / vehicles are seeking to raise capital immediately or in the future. This encompasses fixed.

I was appointed to the board of Allied Farmers in December 2020 after the successful IPO of New Zealand Rural Land Company (the largest IPO in the NZX's history for a company with no assets) which saw Allied Farmers become a 50% shareholder in the Manager - New Zealand Rural Land Management (NZRLM). I was instrumental in bringing the NZRLM transaction to.

The NZ Markets Disciplinary Tribunal is an independent regulatory body established under the NZ Markets Disciplinary Tribunal Rules. The Tribunal's principal role is to determine whether an issuer or market participant has breached NZX's market rules in any matter referred to it by NZX Regulation. If the Tribunal determines that a breach has occurred, it.

NZ

Elevation Capital (on behalf of our investors) was a substantial investor shareholder (~7% of issued capital) in NZAX listed, Satara, then the third largest packhouse operator within the kiwifruit sector in New Zealand that also held a portfolio of leased orchards. Satara had rejected a number of approaches and attempts at industry consolidation despite.

While still managing and growing Elevation Capital, I formed part of a small group (including ex-colleague Michael Jeffs - former Goldman Sachs JBWere Partner) that acquired this financial advisory business from the Business Bakery LP in October 2010. We immediately set about extensively restructuring the business and ensuring compliance with the new.

Wellington, NZ

I was a Full Member of the New Zealand Stock Exchange (NZSE) from 20 June 2000 until demutualisation. On 4 June 2003, my status changed to that of a Foundation Broker of the NZ Exchange (NZX) as the exchange corporatised and listed. I maintained this status until I established Elevation Capital Management Limited.

I was made a Partner of Goldman Sachs JBWere Pty Limited (Australia & New Zealand) on 19 September 2003 - Age 30. I was subsequently appointed Co-Head of Institutional Equities. During my time working in the institutional equities division, I serviced our US customer base and key New Zealand institutions. I also covered several major Australian.

Melbourne, Victoria, AU

Executive Education, Behavioural Economics And The Modern Economy

Executive Education, Investment Decisions And Behavioral Finance

Executive Education, Fintech

Graduate School Of Business - Executive Education, Value Investing Programme

Bcom, Economics

Education record

Education record