Christopher Cheung Email & Phone Number

Chicago, IL, US

Nanterre, Ile-de-France, FR

Managing following technologies -Futures and Derivatives Compliance -Capital Market Surveillance -Central Compliance -Records Information Management

Nanterre, Ile-de-France, FR

Futures & Derivatives Compliance Technology

US

• Designed and implemented real-time wire matching systems with BMO Harris, processing multi-million dollar incoming wires daily.
• Deployed dozens of enhancements to securities regulatory reporting (OATS, Electronic Blue Sheet, Large Trader Reporting, Large Options Positions Reporting, Order Marking, and etc.)
• Completed 100 nonstandard service requests and reduced 100+ daily task hours by writing SQL stored procedures.
• Initiated process governance between Operations and IT, managing all catalog requests for Equities Operations Department.
• Minimized potential market manipulation by 99% by delivering global market surveillance systems to monitor equity and futures exchanges, processing multi-million daily order volume.
• Designed a securities dividend processing system via in-house development. Included capturing DTCC dividend end of day files, automated balancing with GUI functionality, and booking to back office system.

• Team leader for IT Operations and Business Analyst team
• Project Managed a New Back Office System, reduced annual expenses by hundred of thousands.
• Reduced costs by hundred of thousands, re-engineered operation processes in foreign market derivatives
• Individually delivered a model to execute million trades including the application development with VB.NET and T-SQL
• Served as provisional Head of Operations and Head of Risk Management

• Restructured annual multi-million give-up, OTC, and EFP risk parameters
• Eliminated a recurring multi-million annual losses by reengineering cost collecting procedures
• Created position document opposing the CFTC 10 to 1 limitation FOREX regulation
• Reduced costs by simplifying report generation for Introductory Brokers and Commodity Trader Advisors

• Averted potential $1 mil losses on $400 mil worth of accounts
• Designed a margin call and debit fee operation model that reduced the firm’s margin leverage by 35% and generated $300,000 of annual revenue
• Reduced the firm’s omnibus margin requirement by an average of $50 million daily through spread credit analysis
• Reduced staff costs while improving balancing accuracy by automating spread credit analysis
• Secured the transition of $133 mil in accounts as part of the acquisition of Alaron Trading

• Designed a trading model to the President
• Increased revenue by opening Chinese retail market for Managed Futures Department