Serving as member of the Legal, Compliance and Enterprise Risk Management Senior Leadership Team and responsible for leading and overseeing MFS' Enterprise Risk Management Program. The program includes the Vendor Management Program, Enterprise Risk Business Partners and the Insurance Program. Key achievements include:• Development and communication of key risks impacting various MFS entities. Design relevant key risk indicators and evaluate their status as well as that of applicable management actions. • Provided the MFS Management Committee, MFS Corporate Board, MFS Common Board, MFS Luxembourg Board and the MFS Funds' Boards with key risks reports, operational incident trending and analysis of new emerging industry issues, as appropriate. • Managed the design and operating effectiveness of MFS Corporate, MFS Luxembourg Board and the MFS Funds' Board insurance programs and assess and identify opportunities to mitigate the enterprise-wide (firm, fund and legal entity) risk exposures and the underwriting of insurance policies within the MFS insurance program. • Enhanced the MFS' vendor risk management program including vendor on-boarding and annual due diligence requirements. • Partnering with the MFS Business units, oversee the annual Risk Control Self-Assessment (RCSA) Process for each business process, including identification and oversight of fraud risk. Provide effective challenge during the RCSA process. • Evolved the MFS Model Risk Management Program. • Partnered with the MFS Management Committee to develop and evolve the firm’s Risk Appetite Statement. • Chaired the Enterprise Risk Management Committee and co-chair the Error Resolution Committee. Participant in MFS supervisory and functional committees.

• Builds strategic relationships with sell-side research providers to ensure that MFS receives the highest level of service within a complex multiple jurisdiction framework. • Oversees the trade support function which provides global operational support to the MFS trading desks located in three countries • Global experience leading investment operations, transfer agent and technology teams, while providing oversight and governing support to the investment and sales staff.

Selected to launch operations support team in London, to be 2nd operational hub supporting Boston headquarters. Lead 25 direct & indirect reports in U.K. with continued oversight of 15 employees in cash flow management and corporate actions located in Boston and Toronto. Serve as primary point of escalation for Tokyo and Sydney operations teams.• Chosen for 1st ever expat assignment in history of operations division based on track record of outperformance, deep institutional knowledge, and internal and external client relationships. • Recruited and on-boarded 13 new hires, designing cross-cultural as well as technical training programs.• Implemented mentorship program, biannual review process, and numerous team building events, boosting employee satisfaction from 40% to 75%.• Resolved long-standing client reporting and trade execution issues of key Japanese client within just 3 weeks, boosting customer satisfaction and successfully protecting / retaining $200M+ in AUM.• Selected to lead projects ensuring compliance with new EMIR, MIFIR, EU MIFID II, and Solvency II regulations.

Lead 15 employees in Boston, Toronto, and London focused on new account onboarding, client cash flow management, and corporate actions. Oversee audits, risk assessment, and compliance. Member of MFS Proxy Voting Committee.• Developed in-house investment operations capability for Australian operations, growing assets under management 50%. • Played instrumental role in post-merger integration of Toronto-based McLean Budden with $32B in AUM and 125 employees across Toronto, Vancouver, and Montreal. Completed integration within 12 months.• Designed and rolled out new actively managed ETF product line and swing pricing methodology for company’s SICAV and FCP mutual funds in 2014.• Introduced 1st key performance and key risk indicators in operations department as well as automated workflow tool enabling better allocation of capital and human resources across operational teams globally. • Won NICSA and Money Management Executive’s “Innovation in Back-Office Efficiencies Platinum Award” and named 2nd place finalist for “Best Data Management Initiative” at American Financial Technology Awards (AFTAs).

Drove global sales data support, separately managed account trading and operations, and corporate actions. Managed 13 employees and oversaw $3B in separately managed accounts serviced by 3rd party administrator.• Developed portfolio concentration and counterparty exposure risk limits and built corresponding IT control systems and workflows, resulting in zero counterparty exposure losses during market turmoil of 2008 and 2009.• Created proprietary application utilizing SWIFT messaging technology to automate corporate actions information exchange at 50% of cost of external software development. Slashed annual error losses from $1.4M to <$50K. • Automated production of 800-page Investment Management Committee report, saving 25 man-hours each month.• Launched Rewards & Recognition Committee, boosting employee engagement by acknowledging outperformance.• Chosen to serve on Security Processing Committee, Proxy Voting Committee, and Business Continuity Committee.

Led global corporate actions, class action filing requests, and proxy voting operations. Member of International Securities Association for Institutional Trade Communication (ISITC) and Securities Industry & Financial Markets Association (SIFMA).• Facilitated selection and implementation of new investment accounting platform, Eagle Investment Systems. • Rolled out automated foreign exchange platform, significantly reducing currency conversion errors.• Selected and on boarded new proxy voting administrator, increasing proxy voting research coverage.

Supervised team of three global corporate professionals that processed all corporate action events at MFS, assisted with class action filing requests, and proxy voting operations.

• Assist the AVP of Corporate Actions with monitoring of corporate action processing to ensure completion within established procedures

• Process complex corporate actions and other departmental function with minimal guidance

• Daily duties include stock splits, mergers, acquisitions, ticker changes, stock dividends, full calls, partial calls, spin-offs, cusip and name changes

• Responsible for daily international and domestic settlement of all equity trades

• Responsible for the research and reconciliation of numerous inter-bank activities including: domestic and international asset positions in relation to sub-custodians; dividends and tax reclaim for individual funds; and the proper settlement of international and domestic equities

• Performed daily custody and accounting activities for mutual funds, including: instructing domestic and international trades; researching complex corporate actions; processing accounting transactions; and calculating distribution rates and Net Asset Values