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Christopher Gilkerson is listed as Founder of RiAdvantage Consulting and Gilkerson Law to help RIAs and FinTech firms design and build their businesses while navigating legal and compliance requirements to protect themselves and their clients. at RiAdvantage Consulting LLC, based in San Francisco Bay Area, United States, United States. AeroLeads shows a work email signal at schwab.com and a matched LinkedIn profile for Christopher Gilkerson.
Christopher Gilkerson previously worked as President at Riadvantage Consulting Llc and Principal at Gilkerson Law. Christopher Gilkerson holds Doctor Of Law (J.D.) from Yale Law School.
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After years of experience at the Securities and Exchange Commission and then Charles Schwab, I founded RiAdvantage Consulting and Gilkerson Law as complementary service providers for RIAs, FinTech firms, broker-dealers, and non-profits and social enterprises in the financial sector. My clients include start-ups and more established firms seeking strategic advice to expand their services, products, client base, or strategic relationships. Services include regulatory analysis to determine what is possible and required, drafting and negotiating all types of agreements, and compliance reviews to enable growth while assuring integrity, trust and confidence. Areas of expertise:-advertising and marketing rules-agreements of all kinds (platform, product, licensing, service, referral/solicitation, independent contractor)-board counseling-CFP standards-conflicts of interest-custody rule-cyber security-due diligence for deals-ERISA-fee arrangements-fiduciary duties-FINRA rules-Forms ADV and CRS-family office needs-independent broker-dealer model-international and cross-border-managed account programs-mutual fund share class issues-outsource providers-privacy-registration issues-Regulation BI-robo-advisors-SEC exams-sales and distribution arrangements-TAMP platforms-trading issuesHave a question? Let’s talk!
Listed skills include Investments, Retirement, Securities, Due Diligence, and 3 others.
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Design, Diligence, Duty, and Disclosure for innovative firms that defy easy categorization who are serious about their regulatory responsibilities. Almost thirty years of experience addressing a full range of fiduciary and compliance issues. Specialty areas include advisory program and entity start-up, Marketing Rule obligations, dual registration and.
San Francisco Bay Area
Cutting edge and practical legal advice for Investment Advisers, FinTech firms, and others with innovative business models that cross boundaries in financial services. Clients are firms creating something new, designing disruptive businesses, or facing an unexpected regulatory challenge. Full suite of services include SEC and ERISA regulatory, digital and.
California, United States
Advise founders and senior management of this innovative FinTech and asset management start-up that will revolutionize how wealth managers integrate and personalize tax efficient and sophisticated trading strategies for their clients. Compliance, legal, and strategic advice.
Santa Rosa, California, United States
Provide insights to founders and senior management on Illuminote's business and distribution strategy for its patent-pending registry system that enables customers to maintain digital control of their most important financial documents such as deeds, living trusts, wills, and POAs in a way that prevents fraud and allows perpetual easy access only to.
San Francisco, California, United States
Supervised team of 30 attorneys and provided enterprise legal support for retail distribution, investment products, brokerage operations, e-business and digital channels, services for independent registered investment advisors, international, retirement plan services, and affiliated RIAs.
Washington D.C. Metro Area
Head of market regulation review in the Office of Legal Policy, Office of General Counsel. Made recommendations regarding proposed enforcement actions and rule making, including market structure reform and broker-dealer and investment adviser regulation.
Activities and Societies: Essays Editor, Yale Law Journal; Co-founder, Lowenstein Human Rights Law Clinic; Director, Lowenstein Human.
Activities and Societies: Founder and President, Buckeyes for UNICEF; President, Pi Sigma Alpha; Phi Beta Kappa; Mortar Board
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Christopher Gilkerson works for RiAdvantage Consulting LLC.
Christopher Gilkerson is listed as Founder of RiAdvantage Consulting and Gilkerson Law to help RIAs and FinTech firms design and build their businesses while navigating legal and compliance requirements to protect themselves and their clients. at RiAdvantage Consulting LLC.
AeroLeads has found 1 work email signal at @schwab.com for Christopher Gilkerson at RiAdvantage Consulting LLC.
Christopher Gilkerson is based in San Francisco Bay Area, United States, United States while working with RiAdvantage Consulting LLC.
Christopher Gilkerson has worked for Riadvantage Consulting Llc, Gilkerson Law, Yayati, Illuminote, and Charles Schwab.
You can use AeroLeads to view verified contact signals for Christopher Gilkerson at RiAdvantage Consulting LLC, including work email, phone, and LinkedIn data when available.
Christopher Gilkerson holds Doctor Of Law (J.D.) from Yale Law School.
Christopher Gilkerson is listed with skills including Investments, Retirement, Securities, Due Diligence, Securities Regulation, Capital Markets, and Risk Management.
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