Chief Compliance Officer Amlco
Blue Ocean Ats
AeroLeads people directory · profile
Christopher Meade Email & Phone Number
Chief Compliance Officer AMLCO
at
Blue Ocean ATS
1 work email found
@codamarkets.com
5 phones found area 847, 209, 630, and 312
LinkedIn matched
4 data sources
Profile completeness 100%
Current company
Blue Ocean ATS
Role
Chief Compliance Officer AMLCO
Location
Geneva, Illinois, United States
Who is Christopher Meade? Overview
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Quick answer
Christopher Meade is listed as Chief Compliance Officer AMLCO at Blue Ocean ATS, based in Geneva, Illinois, United States. AeroLeads shows a work email signal at codamarkets.com, phone signal with area code 847, 209, 630, 312, and a matched LinkedIn profile for Christopher Meade.
Christopher Meade previously worked as Chief Compliance Officer at Blue Ocean Ats and Chief Compliance Officer and AML Officer at Coda Markets, Inc.. Christopher Meade holds Civil Engineering from Marquette University.
Company email context
Email format at Blue Ocean ATS
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{first_initial}{last}@codamarkets.com
86% confidence
AeroLeads found 1 current-domain work email signal for Christopher Meade. Compare company email patterns before reaching out.
Profile bio
About Christopher Meade
As an executive-level compliance professional with extensive experience working for financial services companies, I have gained both breadth and depth of knowledge in the areas of broker dealer regulations, business operations and technical applications. Throughout my career, peers and executive teams have regularly called on me to provide an insightful and comprehensive approach to understanding how compliance and regulations will impact business operations. Specialties: Broker Dealer Compliance and Anti-Money Laundering Programs | Electronic trading and surveillance programs | Alternative Trading Systems.
Listed skills include Securities, Electronic Trading, Trading, Equities, and 33 others.
Current workplace
Christopher Meade's current company
Company context helps verify the profile and gives searchers a useful next step.
Blue Ocean Ats
14 roles · 22 years
Christopher Meade work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Current
Blue Ocean Ats
Sep 2023 - Present
Chief Compliance Officer And Aml Officer
CCO and AMLCO for a FINRA and Exchange member broker dealer that provides execution services and operates an Alternative trading system (ATS).Responsible for the interpretation, application and compliance with applicable SEC, FINRA and Exchange rules and the Firm’s internal policies and procedures.
Mar 2014 - Dec 2022
Chief Compliance Officer
Sungard Institutional Brokerage Inc.
Chief Compliance Officer responsible for the compliance program for SIBI, a FINRA member introducing broker dealer for buy side and sell side institutions.
Jan 2013 - Feb 2014
Chief Compliance Officer
Sungard Global Execution Services Limited
Chief Compliance Officer (CF10) for FCA authorised firm.
Jan 2013 - Feb 2014
Senior Managing Director, Compliance And Operations
Sungard Brokerage & Securities Services Llc
Senior Managing Director responsible for the compliance and operations of a self-clearing registered broker dealer who provides algorithmic trading strategies, soft dollar, correspondent clearing, and routing and execution services to other BDs and Institutional clients.
Feb 2012 - Feb 2014
Chief Compliance Officer And Aml Officer
Fox River Execution Technology, Llc : A Sungard Subsidiary
Implemented and maintained a compliance program for algorithmic agency execution firm.Managed and assisted in implementing 15c3-5 Market Access Rule.Drafted and submitted written responses to regulatory inquires and examinations.Provided research on various broker dealer compliance related issues and worked with internal counsel to resolve legal and.
Sep 2011 - Dec 2011
Chief Compliance Officer
Octeg, Llc/Getco Execution Services, Llc
Broker Dealer Chief Compliance Officer for electronic prop trading firm, Broker Dealer/Registered ATS.
Sep 2006 - Sep 2011
Chief Compliance Officer
Getco Llc
Responsible for compliance, AML and supervisory system for Futures and Commodities Prop Trading Firm
Sep 2006 - Sep 2011
Compliance Director
Archipelago Trading Services And Wave Securities
CCO for broker dealers within the NYSE Arca Exchange. I am responsible for all aspects of each broker dealer’s firm and regulatory compliance.
Mar 2005 - Sep 2006
Chief Compliance Officer
Archipelago Securities
2004 - 2006
~2 yrs
Director Of Operations
Managed the Trading, Service, Account Processing, and Settlement Processing departments that supported the sale and delivery of the investment products offered by Northern Trust Securities, a $70 million revenue generating Bank Broker Dealer with over $11 billion in assets under management.
Feb 1999 - Mar 2005
Director Of Brokerage And Insurance Operations
First Chicago Nbd Investment Services, Inc.
Managed Brokerage's Processing, Customer Service and Trading Groups.
Jan 1996 - Jan 1999
Operations Manager
Kidder Peabody & Company
Branch Operations Manager (Locations: Milwaukee, Cincinnati and regional office in Chicago)
Dec 1983 - Dec 1996
1 education record
Christopher Meade education
-
Marquette University
FAQ
Frequently asked questions about Christopher Meade
Quick answers generated from the profile data available on this page.
What company does Christopher Meade work for?
Christopher Meade works for Blue Ocean ATS.
What is Christopher Meade's role at Blue Ocean ATS?
Christopher Meade is listed as Chief Compliance Officer AMLCO at Blue Ocean ATS.
What is Christopher Meade's email address?
AeroLeads has found 1 work email signal at @codamarkets.com for Christopher Meade at Blue Ocean ATS.
What is Christopher Meade's phone number?
AeroLeads has found 5 phone signal(s) with area code 847, 209, 630, 312 for Christopher Meade at Blue Ocean ATS.
Where is Christopher Meade based?
Christopher Meade is based in Geneva, Illinois, United States while working with Blue Ocean ATS.
What companies has Christopher Meade worked for?
Christopher Meade has worked for Blue Ocean Ats, Coda Markets, Inc., Sungard Institutional Brokerage Inc., Sungard Global Execution Services Limited, and Sungard Brokerage & Securities Services Llc.
How can I contact Christopher Meade?
You can use AeroLeads to view verified contact signals for Christopher Meade at Blue Ocean ATS, including work email, phone, and LinkedIn data when available.
What schools did Christopher Meade attend?
Christopher Meade holds Civil Engineering from Marquette University.
What skills is Christopher Meade known for?
Christopher Meade is listed with skills including Securities, Electronic Trading, Trading, Equities, Finra, Trading Systems, Capital Markets, and Series 7.
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