Senior Vice President - Wealth Management Business Risk Executive
Current
Feb 2024 - Present
AeroLeads people directory · profile
Christopher Keller Email & Phone Number
Senior Vice President - Wealth Management Business Risk Executive
at
Bank of Hawaii
1 work email found
@boh.com
4 phones found area 808 and 888
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 86%
Current company
Role
Senior Vice President - Wealth Management Business Risk Executive
Location
Honolulu, Hawaii, United States
Who is Christopher Keller? Overview
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Quick answer
Christopher Keller is listed as Senior Vice President - Wealth Management Business Risk Executive at Bank of Hawaii, based in Honolulu, Hawaii, United States. AeroLeads shows a work email signal at boh.com, phone signal with area code 808, 888, and a matched LinkedIn profile for Christopher Keller.
Christopher Keller previously worked as Chief Compliance Officer - Bank of Hawaii Investment Services, Inc. at Bank Of Hawaii and Investment Advisory Chief Compliance Officer at Bank Of Hawaii. Christopher Keller holds Mba, International Business from Nyenrode Business University.
Company email context
Email format at Bank of Hawaii
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{first}.{last}@boh.com
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AeroLeads found 1 current-domain work email signal for Christopher Keller. Compare company email patterns before reaching out.
Profile bio
About Christopher Keller
• Chief Compliance Officer for Bank of Hawaii Investment Services, Inc.• FINRA Series 7, 63, 65. 53, and 24 Licensed• Certified Anti-Money Laundering Specialist• Former Senior Compliance Examiner with 3 years experience at FINRA (fka NASD).• Thorough understanding of FINRA, SEC, and MSRB rules and regulations. • FINRA Compliance Examination elements conducted included: Financials, Net Capital, Anti-Money Laundering, SEC Rule compliance, Mutual Funds, Transaction Reporting, Municipal/Equity Underwriting, Options, Business Continuity, Sales Practice and Supervision, Customer Grievance matters, and internal processes and procedures.
Current workplace
Christopher Keller's current company
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6 roles
Christopher Keller work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer - Bank Of Hawaii Investment Services, Inc.
Chief Compliance Officer for the broker/dealer and investment advisor at Bankoh Investment Services, Inc. (Non-banking subsidiary of Bank of Hawaii)Responsible for developing, implementing, and administering all aspects of the broker/dealer and investment advisor's compliance program.Oversee and enhance the testing and surveillance program for the.
Jul 2017 - Feb 2024
Investment Advisory Chief Compliance Officer
Developed and implemented the compliance program for a newly created investment advisory program including policies and procedures, testing and montioring program, and disclosure documents.Developed and implemented a due dilgence process for the selection and retention of asset managers and investment strategies for the investment adviser.Supervise all.
Jun 2014 - Jun 2017
Vice President - Compliance Manager
- Responsible for managing and executing the internal controls reviews program for the broker/dealer and investment advisor within JPMorgan Securities. This includes conducting internal controls reviews, accurately.
- Responsible for leading the SEC required annual review of the Investment Advisor’s compliance program. Independently review multiple areas of the Advisor ($30 billion in assets) including portfolio management.
- Provide senior management with accurate and timely summary reporting of the risks identified from internal controls reviews and advise on the most effective way to implement supervisory controls and comply with.
Jun 2005 - Jun 2014
Senior Compliance Examiner
- Independently conducted reviews and assessments of securities firm’s financial, sales practice, trading, underwriting, and supervisory practices to determine compliance with both SEC and NASD rules and regulations.
- Reviewed on site over 30 compliance programs for broker/dealer’s of various sizes and business models.
- Responsible for the supervision, direction, and guidance to less experienced staff while serving as leader on large and more complex examinations of member firms.
- Assisted with other special projects including regulatory oversight for The Chicago Climate Exchange and testing of a new trading surveillance system.
Jan 2003 - May 2005
Business Analyst - Fixed Income
- Served as liaison between front and back office staff, developers, and traders, revising financial reporting and trading systems per regulatory and operational changes.
- Accountable for financial reporting to senior management, report creation, month-end close, and research and review of potential accounting errors.
- Assisted and led staff in training and implementation of IT system enhancements as well as created written operational procedures for the Treasury Operations department.
Aug 1998 - Aug 2001
2 education records
Christopher Keller education
Mba, International Business
Nyenrode Business University
Bachelor Of Science, Finance
Depaul University
FAQ
Frequently asked questions about Christopher Keller
Quick answers generated from the profile data available on this page.
What company does Christopher Keller work for?
Christopher Keller works for Bank of Hawaii.
What is Christopher Keller's role at Bank of Hawaii?
Christopher Keller is listed as Senior Vice President - Wealth Management Business Risk Executive at Bank of Hawaii.
What is Christopher Keller's email address?
AeroLeads has found 1 work email signal at @boh.com for Christopher Keller at Bank of Hawaii.
What is Christopher Keller's phone number?
AeroLeads has found 4 phone signal(s) with area code 808, 888 for Christopher Keller at Bank of Hawaii.
Where is Christopher Keller based?
Christopher Keller is based in Honolulu, Hawaii, United States while working with Bank of Hawaii.
What companies has Christopher Keller worked for?
Christopher Keller has worked for Bank Of Hawaii, Jpmorganchase, Finra, and Abn Amro Bank N.V..
How can I contact Christopher Keller?
You can use AeroLeads to view verified contact signals for Christopher Keller at Bank of Hawaii, including work email, phone, and LinkedIn data when available.
What schools did Christopher Keller attend?
Christopher Keller holds Mba, International Business from Nyenrode Business University.
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