Cindy Lau Email & Phone Number

New York, Ny, Us

New York, Ny, Us

Contribute and support the firm's effort in designing and implementing the research framework for evaluating ESG and Responsible Investing. In particular, educating clients and colleagues on this topic. In conjunction, leading the research initiative on analyzing equity investment strategies within the ESG/sustainable investment lense.More broadly, researching and understanding the advantages and weaknesses of investment managers within the equity space. This encompasses managers that operate in strategies across the market capitalization and geographical spectrum, including domestic, non-U.S. and global equity managers investing in the large, small, mid and all cap markets. Perform fundamental and quantitative analysis on various equity investment management strategies, and produce client recommendation reports based on these analyses. Also, explore manager opportunities in various niche equity markets, such as MBE/WMBE managers, ESG and impact investing, Asian markets investing, and low volatility/smart beta products.

New York, Ny, Us

Explore manager opportunities in various niche equity markets, such as MBE/WMBE managers and low volatility/smart beta products. More broadly, researching and understanding the advantages and weaknesses of investment managers within the equity space. This encompasses managers that operate in strategies across the market capitalization and geographical spectrum, including domestic, non-U.S. and global equity managers investing in the large, small, mid and all cap markets. Perform fundamental and quantitative analysis on various equity investment management strategies, and produce client recommendation reports based on these analyses.

New York, Ny, Us

Researching and understanding the advantages and weaknesses of investment managers within the equity space. This encompasses managers that operate in strategies across the market capitalization and geographical spectrum, including domestic, non-U.S. and global equity managers investing in the large, small, mid and all cap markets. Perform fundamental and quantitative analysis on various equity investment management strategies, and produce client recommendation reports based on these analyses.

Nashville, Tn, Us

Responsible for reviewing client investment guidelines and the interpretation, coding and monitoring of these guidelines using LZ Sentinel (the firm’s compliance monitoring system).- Perform daily oversight and surveillance of multimillion dollar institutional accounts, domestic mutual funds and offshore mutual funds.- Translate and interpret compliance guidelines into operational methods and measurable report results.- Monitor mutual funds for adherence to Rule 2A-7, 1940 Act, Ireland & Luxembourg UCITS Regulations.- Liaise with portfolio managers of any compliance violations by accessing and mitigating the impact of these breaches.

Performed duties that aided the Public and Private Equity team, such as create cash flow modeling streams, data matrices of asset managers. In conjunction, also worked on search for Emerging Market Equity Managers and was instructed to creating an Intern Pool for the organization.- Assist in the preparation of reports and analyses of Public/ Private Equity cash flow models/forecasts.- Maintain contact with external asset managers for data gathering purposes as well as filing correspondence received by public and private equity managers.

Assist the staff in finance, accounting, and related business activities in various clerical duties, such as, data entry, processing forms, and file maintenance. Observe the inner workings of how to manage and appropriate a budget.Perform advanced Excel functions to assist Budget team with departmental and expense reports.

Support technology resources department by maintaining and supervising technology lab equipment. Provided basic computer troubleshooting to the faculty, staff and students.Supervised over quarter-million dollars worth of computing and networking technology.Built time management skills between working 20 hours a week and being a full-time student.