Clara Chiu Email and Phone Number
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The architect of the HK regulatory framework of virtual assets (ie cryptocurrency) as the Fintech Head and Director of Licensing Department of the Hong Kong Securities and Futures CommissionFintechKey writer of the regulatory requirements of the Virtual assets framework. Representing the SFC at Legislative Council, Govt and industry meetings on Fintech matters. Representing the SFC in Fintech speaking engagements. Contributing to the SFC policy on fintech matters including robo-advisors; issuing, selling and trading of crypto and crypto funds and crypto related products. Leading and supervising teams to approve licensing applications including licences for crypto exchanges, crypto funds and traditional brokers, advisors and asset managers; Leading and supervising the SFC Fintech Unit; Supervising licensing teams and advising on licensing and fintech mattersLicensing Supervising the licensing approval process of the SFC licensing department; Reforming and implementing new department work practice and licensing approval criteria; successfully changing the industry's practice from making paper applications to online applications; Core member of the SFC's Selling Practice/Suitability/Online Distribution of funds policy group and Core member of the SFC's Fintech CommitteeCompliance Building the SFC sponsors inspection team from scratch and formulating the sponsor inspection program; Drafting the chapters of Professional Investors and Client Agreement of the Code of Conduct; Providing strategic and legal advice on interpretation of legal and regulatory requirements and handling complex issues arising from the exercise of the SFC inspection powers; formulating different SFC policiesLegalWorking as a lawyer in International law firms before joining and working at the SFC.
Qreg Advisory
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Founder And CeoQreg Advisory Jan 2022 - PresentPlease visit my firm’s website www.qregadvisory.comWe provide strategic advice on any licensing and notification applications to SFC & HKMA and other complicated and difficult compliance issues -
Head Of Fintech Unit & Director Of LicensingSecurities And Futures Commission Jul 2017 - Sep 202118 Westlands Road, Quarry Bay, HkDual roles. Architect of the HK regulatory framework of virtual assets (ie cryptocurrency). Key writer of all the regulatory requirements of the VA framework. Representing the SFC at Legislative Council, Govt and industry meetings on Fintech matters. Representing the SFC in Fintech speaking engagements. Contributing to the SFC policy on fintech matters including Robo-advisors, issuing, selling and trading crypto and crypto funds and crypto related products. Leading and supervising teams to approve licensing applications including licences for crypto exchanges, crypto funds and traditional brokers, advisors and asset managers; Leading and supervising the SFC Fintech Unit; Supervising licensing teams and advising on licensing and fintech matters -
Director Of LicensingSecurities And Futures Commission Jul 2015 - Sep 202118 Westlands Road, Quarry Bay, HkSupervising the licensing approval process of the department; Reforming and implementing new department work practice and licensing approval criteria; successfully changing the industry's practice from making paper applications to online applications; Core member of the SFC's Selling Practice/Suitability/Online Distribution of funds policy group and Core member of the SFC's Fintech Committee -
Associate Director/Senior ManagerSecurities And Futures Commission May 2007 - Jun 201518 Westlands Road, Quarry Bay, HkIntermediaries Supervision Department (2008-2015), building the sponsors inspection team from scratch and formulating the sponsor inspection program; Drafting the chapters of Professional Investors and Client Agreement of the Code of Conduct; Providing strategic and legal advice on interpretation of legal and regulatory requirements and handling complex issues arising from the exercise of the SFC inspection powersLicensing Department (2007-2008)- contributing to SFC’s policy about fund manager licensing criteria and shared office, approving licensing applications -
LawyerPrivate Legal Practice 1998 - 2007Admitted in Hk and UK; Worked at international law firms; Regulatory advisory and Commercial litigation
Clara Chiu Skills
Clara Chiu Education Details
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The University Of Hong KongLaw -
The University Of Hong KongLaw -
University Of LondonLaw
Frequently Asked Questions about Clara Chiu
What company does Clara Chiu work for?
Clara Chiu works for Qreg Advisory
What is Clara Chiu's role at the current company?
Clara Chiu's current role is CEO QReg, Ex-SFC Licensing Director & Fintech Head; Initiator and writer of HK virtual assets framework and rules; CEO of QReg Advisory.
What is Clara Chiu's email address?
Clara Chiu's email address is cklchiu@sfc.hk
What schools did Clara Chiu attend?
Clara Chiu attended The University Of Hong Kong, The University Of Hong Kong, University Of London.
What skills is Clara Chiu known for?
Clara Chiu has skills like Law, Litigation, Fintech, Regulatory Affairs, Cryptocurrency, Securities Regulation, Regulatory Compliance, Surveillance.
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