-Execute and book primary syndicate and structured investment transactions including IPO’s, Closed End Funds, Corporate Bonds, SPACS, and Medium-Term Notes.-Conduct due diligence on structured investment deals to ensure all material information is accurately presented on the prospectus and final offering documents.-Generate specialized reports and presentations to discuss group goals, outstanding issues, and future business initiatives with senior management.

-Mastered the trade support functions for complex futures/ commodities and foreign exchange clients.-Acted as the intermediary between clients/ financial advisors and back office to ensure accounts are in good standing. -Compiled and analyzed margin reports to upper management and Risk.-Covered FX settlements and approve outgoing currency wire requests.-Thorough understanding of trade life cycle within back and middle office functions including: allocations, option expiration, confirmations, settlements, and position offsets. -Monitored client positions to minimize exposure and risk while covering margin requirements.

-Conversed with branch managers, financial advisors, and private bankers to provide operational support for all loan related requests.-Calculate and review loan interest inquires on variable rate loans-Book fixed rate loans-Possess knowledge of Loan IQ system to modify and review loan transaction

-Conducted daily booking and origination review of multimillion dollar securities-based loans for high net worth individuals, trusts, corporations, and charities.-Handled data entry of client information into various loan systems and management of client documentation