Clive Davidson Email & Phone Number

The European Commissions proposals re MiFiD was to clarify and expand the list of financial instruments that may be traded on regulated markets and between investment firms. While introducing a more open framework, the Directive sought to improve investor protection, ensure efficient and transparent markets and enhance the means available to the competent authorities for supervising the activities of the different types of Intermediaries.

Barclays Group Risk developed a number of policies and principles in response to increasing regulation being imposed by governments and organisations such as the Bank of England and United Nations to combat increased levels of terrorism and illegal activities. Implementing a daily customer screening process as well as monitoring individual client transactions combated this.

Funds Application Migration & Implementation of Broker, Intermediaries and Client Contact Database

EMEA Regulatory European Savings Directive - Luxembourg Implementation & Operational Readiness

Transfer Administration of BGI Woolwich Funds & OEIC from Bank of New York to Mellon European Fund Services and transfer of the offshore Sterling Bond fund from Barclays Jersey (BIFG/IFDS) to Mellon European Fund Services.

Implementation of two major workstreams1. Business Process Revision Implementation 2. Outsourcing of IT Operations, Application Support & Development to Offshore IT vendor

Transfer Agency client take-on, web implementation & back/middle office application & workflow deployment

Integration of JPM & Flemings Asset Management Finance Platforms, Client Data Migration & merged Infrastructure

European Transfer Agency & Third Party Administration Implementation

Implementation of Application Workflow, MI & Straight Through Processing Technology & Revisions to business processes & procedures

Business Application Migration, Implementation of Workflow Systems, Straight Through Processing & Business Process Re-eingineering

Computer Aided Processing, Computer Aided Engineering & Computer Sciences

Education record