Compliance Consultant
CurrentProviding pragmatic assistance and implementation support to firms in the retail investment space...
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@resources-uk.com
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Clive Summers is listed as Regulatory Compliance Specialist at Butterfly Conservation, a company with 66 employees, based in Bath And North East Somerset, England, United Kingdom. AeroLeads shows a work email signal at resources-uk.com and a matched LinkedIn profile for Clive Summers.
Clive Summers previously worked as Compliance Consultant at Self-Employed and Data Recorder at Butterfly Conservation. Clive Summers holds Bsc, Geography from University Of Sussex.
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AeroLeads found 1 current-domain work email signal for Clive Summers. Compare company email patterns before reaching out.
Experienced Compliance Consultant and Head Of Compliance with over 25 years of working in UK financial services. Skilled in Risk Management, Compliance, Monitoring, Due Diligence especially in retail Wealth and Asset Management. A strong commercial background and the ability to deliver pragmatic and proportionate solutions to regulatory requirements, challenges and change. Previous board and Senior Management Function holder at directly regulated firms plus over 20 years experience in compliance consultancy across a range of sectors.Specialist in Culture, Governance and Conduct issues, Senior Management Controls, enterprise-wide regulatory Risk Assessment and financial crime. Experience of specialist compliance and regulatory change projects including s166 Skilled Person Reviews, conduct risk investigations and past business reviews.
Listed skills include Governance, Financial Services, Management, Risk Management, and 22 others.
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Providing pragmatic assistance and implementation support to firms in the retail investment space...
Somerset, England, United Kingdom
Voluntary WCBS Surveyor and Recorder
Provision of a range of compliance and risk consultancy services to retail intermediary, investment and asset management firms. Assisting firms and senior management with Governance, Systems and Controls, Conduct Risk, Monitoring, Regulatory Change, MiFID II and preparation for the Senior Management and Certification Regime.
London, United Kingdom
Regulatory Director in Eversheds LLP's financial services regulatory compliance team. Provided a range of compliance support and consultancy services. Part of a team that operated across a range of sectors including asset management, wealth management, retail and wholesale banking, insurance, private equity and consumer finance.
London And South West
A director within RGP's UK Compliance practice. Over 20 years UK financial services experience and over 15 years of UK regulatory and compliance experience.Named skilled person for RGP on FCA Lots 4 (Governance, Controls and Risk Frameworks), 5 (Conduct of Business) and 7 (Financial Crime). Experienced in dealing with wide variety of regulatory and.
Regulatory Compliance Consultancy business, acquired by Resources Global Professionals in June 2007.
UK, Nationwide
Headed up field compliance monitoring and worked as part of the firm's operational board managing compliance risks and regulatory change.
Bristol, United Kingdom
Responsibility for compliance of South West division of financial planning and advisory function of Halifax Estate Agencies Ltd.
Bristol
Responsibility for compliance at a national IFA and investment management firm (discretionary manager).
Manchester, United Kingdom
Other employees you can reach at butterfly-conservation.org. View company contacts for 66 employees →
Nigel Bourn
Colleague at Butterfly Conservation
Greater Bournemouth Area, United Kingdom
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DH
Dan Hoare
Colleague at Butterfly Conservation
Winchester, England, United Kingdom, United Kingdom
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ZR
Zoe Randle
Colleague at Butterfly Conservation
East Lulworth, England, United Kingdom, United Kingdom
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Emily Dennis
Colleague at Butterfly Conservation
United Kingdom, United Kingdom
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Richard (Rik) Fox
Colleague at Butterfly Conservation
Newton Abbot, England, United Kingdom, United Kingdom
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SD
Sara Dryden
Colleague at Butterfly Conservation
Addlestone, England, United Kingdom, United Kingdom
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LC
Leah Cox (Bsc Hons, Msc)
Colleague at Butterfly Conservation
Liscolman, Northern Ireland, United Kingdom, United Kingdom
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CB
Christie Burton
Colleague at Butterfly Conservation
North Huish, England, United Kingdom, United Kingdom
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KB
Katy Bell
Colleague at Butterfly Conservation
Belfast Metropolitan Area, United Kingdom
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CB
Caroline Bulman
Colleague at Butterfly Conservation
Greater Bournemouth Area, United Kingdom
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Quick answers generated from the profile data available on this page.
Clive Summers works for Butterfly Conservation.
Clive Summers is listed as Regulatory Compliance Specialist at Butterfly Conservation.
AeroLeads has found 1 work email signal at @resources-uk.com for Clive Summers at Butterfly Conservation.
Clive Summers is based in Bath And North East Somerset, England, United Kingdom while working with Butterfly Conservation.
Clive Summers has worked for Self-Employed, Butterfly Conservation, Partridge Muir & Warren Ltd, Threesixty Services, and Eversheds Sutherland.
Clive Summers's colleagues at Butterfly Conservation include Nigel Bourn, Dan Hoare, Zoe Randle, Emily Dennis, and Richard (Rik) Fox.
You can use AeroLeads to view verified contact signals for Clive Summers at Butterfly Conservation, including work email, phone, and LinkedIn data when available.
Clive Summers holds Bsc, Geography from University Of Sussex.
Clive Summers is listed with skills including Governance, Financial Services, Management, Risk Management, Financial Risk, Risk Assessment, Asset Management, and Pensions.
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