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Clive Summers Email & Phone Number
Regulatory Compliance Consultant and Specialist
1 work email found
@resources-uk.com
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 86%
Role
Regulatory Compliance Consultant and Specialist
Location
Bath and North East Somerset, England, United Kingdom
Who is Clive Summers? Overview
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Quick answer
Clive Summers is listed as Regulatory Compliance Consultant and Specialist based in Bath and North East Somerset, England, United Kingdom. AeroLeads shows a work email signal at resources-uk.com and a matched LinkedIn profile for Clive Summers.
Clive Summers previously worked as Compliance Consultant at Self-Employed and Data Recorder at Butterfly Conservation. Clive Summers holds Bsc, Geography from University Of Sussex.
Company email context
Email format at resources-uk.com
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{first}.{last}@resources-uk.com
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Profile bio
About Clive Summers
Experienced Compliance Consultant and Head Of Compliance with over 25 years of working in UK financial services. Skilled in Risk Management, Compliance, Monitoring, Due Diligence especially in retail Wealth and Asset Management. A strong commercial background and the ability to deliver pragmatic and proportionate solutions to regulatory requirements, challenges and change. Previous board and Senior Management Function holder at directly regulated firms plus over 20 years experience in compliance consultancy across a range of sectors.Specialist in Culture, Governance and Conduct issues, Senior Management Controls, enterprise-wide regulatory Risk Assessment and financial crime. Experience of specialist compliance and regulatory change projects including s166 Skilled Person Reviews, conduct risk investigations and past business reviews.
Listed skills include Governance, Financial Services, Management, Risk Management, and 22 others.
13 roles
Clive Summers work experience
A career timeline built from the work history available for this profile.
Compliance Consultant
Self-Employed
Providing pragmatic assistance and implementation support to firms in the retail investment space...
Compliance Director
Dec 2019 - Jul 2024
Business Risk And Regulatory Consultancy
Provision of a range of compliance and risk consultancy services to retail intermediary, investment and asset management firms. Assisting firms and senior management with Governance, Systems and Controls, Conduct Risk, Monitoring, Regulatory Change, MiFID II and preparation for the Senior Management and Certification Regime.
Apr 2017 - Dec 2019
Regulatory Director
Regulatory Director in Eversheds LLP's financial services regulatory compliance team. Provided a range of compliance support and consultancy services. Part of a team that operated across a range of sectors including asset management, wealth management, retail and wholesale banking, insurance, private equity and consumer finance.
Jan 2015 - Jan 2017
Director - Regulatory Services
A director within RGP's UK Compliance practice. Over 20 years UK financial services experience and over 15 years of UK regulatory and compliance experience.Named skilled person for RGP on FCA Lots 4 (Governance, Controls and Risk Frameworks), 5 (Conduct of Business) and 7 (Financial Crime). Experienced in dealing with wide variety of regulatory and compliance issues at all levels within retail, wholesale and asset management firms. Also managing a team of consultants.Specialist in retail financial planning, investment management and mortgage intermediary firms of all sizes.Experience of tendering for, winning and managing specialist projects including s166 Skilled Persons reviews, past business reviews, T&C, TCF and Risk Assessment projects.
Jun 2007 - Dec 2014
Director
Compliance Consultants Ltd
Regulatory Compliance Consultancy business, acquired by Resources Global Professionals in June 2007.
Jul 2003 - Jun 2007
National Compliance Manager
R J Temple Plc
Headed up field compliance monitoring and worked as part of the firm's operational board managing compliance risks and regulatory change.
Nov 1996 - Jul 2003
Regional Compliance Manager
Responsibility for compliance of South West division of financial planning and advisory function of Halifax Estate Agencies Ltd.
Sep 1995 - Sep 1996
Compliance Officer
Responsibility for compliance at a national IFA and investment management firm (discretionary manager).
Jun 1994 - Aug 1995
Pensions Administrator And Compliance Assistant
Latham Financial Services
Sep 1992 - Jun 1994
Sep 1988 - Sep 1991
1 education record
Clive Summers education
FAQ
Frequently asked questions about Clive Summers
Quick answers generated from the profile data available on this page.
What is Clive Summers's role at their current company?
Clive Summers is listed as Regulatory Compliance Consultant and Specialist.
What is Clive Summers's email address?
AeroLeads has found 1 work email signal at @resources-uk.com for Clive Summers.
Where is Clive Summers based?
Clive Summers is based in Bath and North East Somerset, England, United Kingdom.
What companies has Clive Summers worked for?
Clive Summers has worked for Self-Employed, Butterfly Conservation, Partridge Muir & Warren Ltd, Threesixty Services, and Eversheds Sutherland.
How can I contact Clive Summers?
You can use AeroLeads to view verified contact signals for Clive Summers, including work email, phone, and LinkedIn data when available.
What schools did Clive Summers attend?
Clive Summers holds Bsc, Geography from University Of Sussex.
What skills is Clive Summers known for?
Clive Summers is listed with skills including Governance, Financial Services, Management, Risk Management, Financial Risk, Risk Assessment, Asset Management, and Pensions.
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