Compliance and Risk Control *Set up operational risk control mechanism.  *Set up internal project quality control and management mechanism. *Draft compliance and business management procedures. *Regular review on internal control mechanism, define problems and follow up the rectification. *Associate on internal/external inspection, propose the rectification on findings; communicate with internal depts. and external Regulator inspectors, auditors and intermediary… Show more Compliance and Risk Control *Set up operational risk control mechanism.  *Set up internal project quality control and management mechanism. *Draft compliance and business management procedures. *Regular review on internal control mechanism, define problems and follow up the rectification. *Associate on internal/external inspection, propose the rectification on findings; communicate with internal depts. and external Regulator inspectors, auditors and intermediary organizations. *Monitor Middle and Back office staff on daily work. Business strategic planning and Implementation  *Participate in business strategic planning on International Business and follow up the implementation *Lead the research and preparatory work on setting up overseas branches of the company. Admin and HR management *Set up appraisal and incentive policies, procedures and implement plans. *Allocate and monitor Admin work in back office staff.Finance Control *Regulator reporting, P&L reporting and analysis. *Cost analysis and cost control. Show less

* Operational Internal Control - Leading Local Business Support team; Perform the 2nd level control over Front Office operations; Streamline/enhance the operational procedures on regular basis; Responsible for regulatory and Internal Audit inspection on operational risk control.* Project Management - Proactively accomplish projects and job tasks assigned by Management with minimum supervision. Formulating and outlining the upcoming project plans for the Department. Exercise effective… Show more * Operational Internal Control - Leading Local Business Support team; Perform the 2nd level control over Front Office operations; Streamline/enhance the operational procedures on regular basis; Responsible for regulatory and Internal Audit inspection on operational risk control.* Project Management - Proactively accomplish projects and job tasks assigned by Management with minimum supervision. Formulating and outlining the upcoming project plans for the Department. Exercise effective control and review on project status. * Performance Management-Mornitor WM Team performance on the aspects of AuM, Revenue, Control and Compliance, consolidate performance reports from counterparties. Show less

* Perform the first level compliance and processing checking for all WM business. * Strengthern and improve the internal risk control; discrepancies and deviations are promptly followed-up and reported to Management. * Design, review WM procedures periodically. * Offer professional advices to RMs, assist the sales team in completing business targets. * Assist in formulating and outlining the upcoming project plans for the Dept.

* Overall supervise the daily operations of the team (total 20 staff). * Take in charge of the data approval of the operation in the business scope of Official Enquiry, Court Order, Bank Confirmation, etc. * Arrange staff training, meetings and briefings on business.

* In charge of the international business operation team, allocate and supervise the responsibilities of the team members. * Provide customer service via phone or counter communication; * Conduct compliance check on all transactions; * Provide SAFE and PBOC policy consulting and resolve the dissensions.