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Cody Neftin Email & Phone Number
Case Administrator
at
FINRA
1 work email found
@finra.org
4 phones found area 818, 805, and 210
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Case Administrator
Location
San Diego, California, United States
Company size
Who is Cody Neftin? Overview
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Quick answer
Cody Neftin is listed as Case Administrator at FINRA, a company with 83 employees, based in San Diego, California, United States. AeroLeads shows a work email signal at finra.org, phone signal with area code 818, 805, 210, and a matched LinkedIn profile for Cody Neftin.
Cody Neftin previously worked as Director of Operations at Neftin Westlake Mazda and Assistant Director of Compliance at Ucla Athletics. Cody Neftin holds Doctor Of Law (Jd) from University Of Oregon School Of Law.
Company email context
Email format at FINRA
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{first}.{last}@finra.org
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AeroLeads found 1 current-domain work email signal for Cody Neftin. Compare company email patterns before reaching out.
Profile bio
About Cody Neftin
Cody Neftin is a Case Administrator at FINRA. He possess expertise in microsoft office, microsoft excel, powerpoint, microsoft word, customer service and 11 more skills.
Listed skills include Microsoft Office, Microsoft Excel, Powerpoint, Microsoft Word, and 12 others.
Current workplace
Cody Neftin's current company
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10 roles
Cody Neftin work experience
A career timeline built from the work history available for this profile.
Case Administrator
CurrentManage a team of 4 caseworkers to process over 200 annual arbitrations within the securities industry.Key results: Currently ranked #1 out of 16 in the nation for case turnaround time, exceeding the next closest team by ~20%. Designed a new award review program workflow for the West Region, decreasing the average turnaround from 18 to 16 days. Streamlined.
Jul 2020 - Present
Director Of Operations
Neftin Westlake Mazda
Managed and optimized day-to-day operations for a family-owned car dealership. Responsibilities included the integration of data analytics, vendor management, HR operating procedures, and compliance protocol.Key Results: Directed an overhaul of the digital marketing strategy to include inventory management and sales tendencies software algorithms.
May 2019 - Jul 2020
Assistant Director Of Compliance
Ucla Athletics
Drove the evaluation and implementation of athlete time-keeping processes, athlete transfers protocols, and outside competition procedures for 20+ UCLA teams. Served as the compliance point of contact for 5 NCAA teams.Key Results: Led the rollout of new NCAA procedures to enhance the transparency of time-keeping for 700+ student-athletes. Developed and.
Aug 2018 - May 2019
Director Of Compliance
Oversaw all LMU compliance operations, including vendor management, cross-division coordination, NCAA waiver processing, risk mitigation, and educating various stakeholders.Key Results: Convinced 10+ LMU stakeholders to implement a new $50K enterprise software program to mitigate risk and improve operational efficiency. Successfully negotiated >100 NCAA.
Jan 2016 - Aug 2018
Compliance Coordinator
Responsible for the oversight of financial aid compliance and executing multiple compliance-related activities.Key Results: Pioneered the recruitment process to replace the largest graduating football class in the nation, ultimately leading to a full roster for the next season. Improved the international student-athlete matriculation process and reduced.
Jan 2014 - Jan 2016
Compliance Intern
Aug 2013 - Jan 2014
Compliance Intern
Jan 2011 - Aug 2011
Compliance Intern
May 2010 - Aug 2010
Intern: Sprint Division
May 2008 - Aug 2008
3 education records
Cody Neftin education
Doctor Of Law (Jd)
Master Of Dispute Resolution (M.D.R.)
Bachelor Of Arts (B.A.), Sport And Fitness Administration/Management
FAQ
Frequently asked questions about Cody Neftin
Quick answers generated from the profile data available on this page.
What company does Cody Neftin work for?
Cody Neftin works for FINRA.
What is Cody Neftin's role at FINRA?
Cody Neftin is listed as Case Administrator at FINRA.
What is Cody Neftin's email address?
AeroLeads has found 1 work email signal at @finra.org for Cody Neftin at FINRA.
What is Cody Neftin's phone number?
AeroLeads has found 4 phone signal(s) with area code 818, 805, 210 for Cody Neftin at FINRA.
Where is Cody Neftin based?
Cody Neftin is based in San Diego, California, United States while working with FINRA.
What companies has Cody Neftin worked for?
Cody Neftin has worked for Finra, Neftin Westlake Mazda, Ucla Athletics, Loyola Marymount University, and The University Of Texas At San Antonio.
How can I contact Cody Neftin?
You can use AeroLeads to view verified contact signals for Cody Neftin at FINRA, including work email, phone, and LinkedIn data when available.
What schools did Cody Neftin attend?
Cody Neftin holds Doctor Of Law (Jd) from University Of Oregon School Of Law.
What skills is Cody Neftin known for?
Cody Neftin is listed with skills including Microsoft Office, Microsoft Excel, Powerpoint, Microsoft Word, Customer Service, Research, Social Media, and Teamwork.
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