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Colleen Maron Email & Phone Number
Regional Supervisor
at
PKS Investments
1 work email found
@pksinvest.com
4 phones found area 860, 413, and 800
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Who is Colleen Maron? Overview
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Quick answer
Colleen Maron is listed as Regional Supervisor at PKS Investments, based in Albany, New York, United States. AeroLeads shows a work email signal at pksinvest.com, phone signal with area code 860, 413, 800, and a matched LinkedIn profile for Colleen Maron.
Colleen Maron previously worked as Compliance Specialist at Massmutual Financial Group and Compliance Specialist at The Phoenix Companies, Inc.. Colleen Maron holds Bachelor Of Science, Marketing from The Sage Colleges - Russell Sage College.
Company email context
Email format at PKS Investments
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{first_initial}{last}@pksinvest.com
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AeroLeads found 1 current-domain work email signal for Colleen Maron. Compare company email patterns before reaching out.
Profile bio
About Colleen Maron
SummaryA compliance professional with extensive experience with insurance company broker-dealers as a Compliance Specialist. Partnered with customers to understand business requirements and deliver quality solutions on time and within budget that help achieve business objectives in the insurance company broker-dealer industry. Areas of expertise include: consulting, inspecting, assessing risk/liability in a variety of situations, research and analysis of compliance deficiencies, co-designing and presenting training for field offices implementing FINRA and SEC requirements. FINRA Registrations: Series 24, 65, 63, 53 7. Core competencies include:• Business Acumen
Listed skills include Securities, Insurance, Series 24, Series 7, and 17 others.
Current workplace
Colleen Maron's current company
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4 roles · 26 years
Colleen Maron work experience
A career timeline built from the work history available for this profile.
Regional Supervisor
CurrentSecurities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC, Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211
Oct 2016 - Present
Compliance Specialist
- Administered compliance advice to General Agents, Agency Supervisory Officers, Producers, and the Career Agency System; inspected Agency offices; and addressed securities and insurance-related regulatory issues.
- Conducted annual inspection of Agency offices.
- Created inspection reports.
- Monitored sales practice concerns through exception reporting.
- Created and implemented training for Agency Supervisory Officers.
Jan 2004 - Mar 2016
Compliance Specialist
- Managed Atlantic Gulf region as compliance liaison between WS Griffith Securities, Inc. (broker-dealer) and field offices, ensuring FINRA and SEC compliance objectives.
- Provided guidance and training to registered principals.
- Provided detailed analysis of trends in noncompliant sales practices.
2000 - 2003
~3 yrs
2 education records
Colleen Maron education
Bachelor Of Science, Marketing
The Sage Colleges - Russell Sage College
Associate'S Degree, Individual Studies
FAQ
Frequently asked questions about Colleen Maron
Quick answers generated from the profile data available on this page.
What company does Colleen Maron work for?
Colleen Maron works for PKS Investments.
What is Colleen Maron's role at PKS Investments?
Colleen Maron is listed as Regional Supervisor at PKS Investments.
What is Colleen Maron's email address?
AeroLeads has found 1 work email signal at @pksinvest.com for Colleen Maron at PKS Investments.
What is Colleen Maron's phone number?
AeroLeads has found 4 phone signal(s) with area code 860, 413, 800 for Colleen Maron at PKS Investments.
Where is Colleen Maron based?
Colleen Maron is based in Albany, New York, United States while working with PKS Investments.
What companies has Colleen Maron worked for?
Colleen Maron has worked for Pks Investments, Massmutual Financial Group, and The Phoenix Companies, Inc..
How can I contact Colleen Maron?
You can use AeroLeads to view verified contact signals for Colleen Maron at PKS Investments, including work email, phone, and LinkedIn data when available.
What schools did Colleen Maron attend?
Colleen Maron holds Bachelor Of Science, Marketing from The Sage Colleges - Russell Sage College.
What skills is Colleen Maron known for?
Colleen Maron is listed with skills including Securities, Insurance, Series 24, Series 7, Series 53, Series 65, Financial Services, and Fixed Annuities.
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