Serena Colombo Email & Phone Number

Milan, Lombardy, Italy

As Integrated Compliance specialist I mostly work on Head Office Compliance topics. More specifically:- I work closely with the Dutch Head Office on defining the Risk Appetite Statement activities for non-financial risks. This includes reporting, reviewing and defining procedures, and implementing tools in accordance with the Group’s guidelines. My focus is basically on Conduct risks (e.g. Unfair Customer Treatment, Conflict of Interest, and Market Abuse).- I attend to Non Financial Risk committees, also by providing supporting documents.- For Whistleblowing regulations, I provide gap analysis on local regulatory requirements in order to both implement Global Policy/Procedure and developing dedicated tools.At a local level:- I provide periodic reports for Supervisory Authorities requested for branches and also information request.- I assist Management Team in organizing periodic Compliance Staff meetings.Skills:- Flexibility, ability to address HO requests while managing relationships between colleagues covering different roles.- Speed and accuracy, coordination, organizing timelines, and adopting different approaches arising from being involved in an international context.

Milan, Lombardy, Italy

Reporting directly to the Head of AML, I deal with AML advisory activities for all business functions, supporting the Business Lines in the regulatory interpretation of anti-money laundering requirements, involved in regulatory compliance assessment of new products of the Bank, and ensuring AML periodic trainings.In this regard, I provided on my own the training on AML to Business Lines, with a specific focus on due diligence activities, by customizing the training on the audience.I also support the AML & Compliance Team for:- organizing Management Team meetings- defining activities and requests from Head Office based in Holand- organizing reports and requests for Bank of Italy.

Turin, Piedmont, Italy

In accordance to control Functions regulatory framework, I've been focused on advisory activities, providing support to Business lines with specific regard to banking Transparency provisions, PSD II and Insurance provisions.I also have been responsible, in collaboration with Head of Compliance and Legal, for the provision of classroom training on banking Transparency to all colleagues of the Bank.

Turin, Piedmont, Italy

Turin, Piedmont, Italy

Directly reporting to the Anticorruption and Supervisory Committee Legal Manager. I deal with:231/01 Model and Supervisory Committee activities: - Scheduling meeting and minutes of the Committee- Reviewing contracts about 231/01 clause- Training and updating courses on 231 /2001 subject, as defined by the company training plan addressed to employees, key officers and managers; Call for tenders/ Public procurement regulation: supervisoring the supplier verification procedure to identify legal issues related to qualification process and awarding contractsCompany Procedures: verifying the compliance of the internal procedures with Gas and Oil regulation and about the related technical changes.

Turin, Piedmont, Italy

Reporting directly to the General Manager, and I had responsibility for:- scheduling Board of directors meetings and all related activities (planning day and time, managing order of the day points)- drafting minutes of Boards- organizing timelines to send specific notices for financial Authorities- updating governance policies - collaborating with management to define strategies

Turin Area, Italy

I mainly worked on:- drafting and updating Distribution agreements related to Symphonia financial services (asset management contracts and OICVM and FIA contracts)- review contracts with Depositary Banks (OICVM, FIA)- communicating and negotiating with external parties (regulators, external counsel, public authority etc.), creating relations of trust- monitoring and acting upon regulatory developments of Bank of Italy, Consob; AIFMD, MIFID framework.

Turin, Piedmont, Italy

Milan, Lombardy, Italy

Internship to completion the Master degree.

Bachelor Of Laws - Llb, Law

Master In Diritto E Impresa, Corporate Law

110/110 E Lode, Law, Master Degree

Activities and Societies: Internship at Studio legale Besostri Final discussion "The knowledge of the parties in the Italian civil.