Mike Carter Email & Phone Number

Washington, Dc, Us

~ Led dozens of compliance projects spanning from AML/OFAC program assessments, AML lookbacks, consumer protection program advisory, global sanctions controls, blockchain intelligence rules tuning, and ITAR/EAR/prohibited goods monitoring. Client types span digital asset businesses, payments, money service businesses, financial institutions, law firms, and international trade firms. ~ Co-leader of FTI Technology's Governance, Risk & Compliance group.

Cheyenne, Wy, Us

Washington, District Of Columbia, Us

https://www.womenincrypto.org/The Association for Women in Cryptocurrency (AWIC) is a platform for women and supportive allies, who seek to enhance their knowledge and education in the growing field of cryptocurrency and other digital assets, blockchain, web3, and related technology and services while advancing the opportunities for women and the role they will play in the future of digital finance.

Charlotte, North Carolina, Us

Individuals with disabilities face many challenges in their daily lives: poor physical access to common spaces, additional difficulty in performing everyday tasks and limitations brought on naturally through their disability. But one challenge comes from society: the language and perceptions that others unfairly impose upon them. The Ability Experience works to promote inclusivity and an understanding of a person’s situation, feelings and thoughts. We promote empathy over sympathy, and work to open spaces, increase access and promote inclusivity.https://abilityexperience.org/about/

Seattle, Washington, Us

● Led a team of over 40 compliance staff addressing consumer protection, AML, sanctions, data privacy, and fraud compliance risks.● Guided the company through an inherited Department of the Treasury investigation, and implemented remediation measures that saved the company tens of millions of dollars in fines.● Developed compliance roadmaps to implement technology and process improvements to assist in scaled, smart growth.● Advised global compliance teams in Bermuda and Europe on a variety of strategic compliance issues including regulatory reporting, license applications and maintenance, and enterprise risk. ● Led the company through 23 state and federal regulatory and compliance examinations and maintained MSB/MT licensure in 46 states.● Oversaw enterprise risk with a focus on safety and soundness measures that include financial stability, security, and consumer protection.

New York, Ny, Us

• Developed a data simulation model to assess internal and external fraud and corruption risk for a multi-functional, multi-jurisdictional Fortune 500 company in support of a DOJ matter.• Project manager for a global Bitcoin exchange AML support initiative. Project focused on mitigating customer AML/BSA risk with a team of 80+ investigators leveraging technology and research methods to address: account activity and linkage, source of funds, enhanced due diligence, deep web research, SARs and sanctions. Project also incorporated risk assessments, international wires program development, and AML program roadmaps.• Built a weighted scoring model and methodology to measure money laundering and terrorist financing risk within a cryptocurrency exchange.• Led an OFAC-based investigation into an Indian bank's transactions tied to Iranian, North Korean, Syrian, and Turkish entities across a five-year span.• Assisted an eastern-European bank in assessing its customer risk, specifically reviewing high-risk customers for sanctions, adverse media, and beneficial ownership issues. Executed a targeted lookback of potentially suspicious transactions related to high-risk entities.

London, Gb

• Team leader for a transaction monitoring project for a global financial institution that supported BAU screening functions and identified suspicious or prohibited transactions. Oversaw and performed OFAC screening by analyzing thousands of daily wire transfers and testing for compliance with OFAC restrictions on sanctioned entities. • Team leader for a KYC remediation project focused on a global financial institution’s high risk customer base in response to an OCC Consent Order that identified systematic deficiencies in the bank’s AML program. Oversaw the analysis, data remediation, and risk profiling of over 6000 bank customers. • Site and project team leader for Global Delivery Service teams for Anti-Money Laundering and Financial Crimes. • Served as the EY Veterans Network Communications Leader for over 800 veterans of US and foreign militaries, military spouses, and anyone with an interest in veterans' issues.

Arlington, Virginia, Us

• Led the planning and execution of complex projects and operations for units as large as 200 people. • Prepared detailed plans that supported execution of DoD policies and strategy, specifically as they related to counter-terrorism and threat response. • Responsible for the synchronization of activities across multiple lines of effort and time. Improved the operational systems, processes and policies in support of multiple organizations’ missions. • Served as senior planner and leader of various tactical operations in support of the Global War on Terror, including combat, terrorist finance network mapping, logistics, training, and budgeting. • Extensive experience in counter-terrorism activities, including CFT network mapping and disruption. • Consistently rated in the top ten percent of peers by senior commanders.• Continues to serve in the Individual Ready Reserve (IRR).

Master Of Business Administration (Mba)

Bachelor Of Arts - Ba