Connor Courtwright Email & Phone Number

Pennington, New Jersey, United States

• Place equity, fixed income, options and mutual fund trades for self-directed clients or assistthem in placing the trades online.
• Service margin accounts and discuss in detail buy and hold or day trade buying power.
• Assist clients with cash account violations, margin account violations as well as margin andday trade calls.
• Process and help clients with trade correction, cost basis and corporate action requests.

• Fully serviced brokerage and retirement accounts and went over features or benefits ofdifferent products for self-directed clients.
• Maintained financial goals based conversations with clients in a service to sales capacity.
• Processed normal and premature retirement account distributions, IRA conversions, andassisted clients in completing various account documents.

Pennington, New Jersey

• Served as the first point of contact for clients in regard to their banking, brokerage, mortgageand home equity line of credit needs.
• Ensured continuous client satisfaction and retention by providing white glove servicethrough strong customer service, ownership and communication.
• Provided support to Merrill Lynch Financial Advisors and their branch offices.

Greater New York City Area

• Reviewed transactions monitoring cases in an attempt to prevent potential fraud.
• Performed “know your client” due diligence on existing and potential clients.
• Assisted in Implementing new company rules for federal regulations regarding FINCEN.

Paramus, New Jersey

• Prepared investment portfolio hypotheticals and existing portfolio snapshots utilizingMorningstar Advisor Workstation system.
• Sat in on various client meetings and recorded notes for the Advisor.
• Attended fund manager strategy meetings with several visiting mutual fund companies.

Bachelor'S Degree, Finance, General

Selected for the Envestnet Institute on Campus program: ● Broad-based training in asset and wealth management with an emphasis on managed.

Education record

Activities and Societies: Brick Memorial Varsity Ice Hockey and Peer Leadership Program