 Lead engagements for financial institutions specializing in United States federal consumer compliance lending, deposit, operations, privacy, BSA-AML, and sanctions regulations. Consult with clients to build out the compliance management function within their institution. Perform audit engagement scope, planning and execution. Engage with client data to identify trends and formulate an audit approach Detect control deficiencies and identify root causes to design recommendations and report on key process controls. Serve as the client contact, researching regulatory changes and issues to provide guidance and support control recommendations. Facilitate use case and executive workshops contributing to the generation of innovative solutions. Develop program logic and blueprints for solution developers.

• Support the monthly accounting cycle with: Account reconciliations, fixed asset management and daily journal entries• Design and implement software and spreadsheets that assist various business functions with increased automation and a decreased chance of error.• Complete various duties as assigned, including: Quarterly statement development, publications and presentation design for board and shareholder meetings

• Worked in a team-based environment to perform analytical reviews of audit documents• Reviewed client accounting and operating procedures to ensure the integrity and transparency of financial information. • Assisted in identifying the client’s operational risk factors to develop a process-focused response.• Created financial statements, reports and documentation supporting Yeo & Yeo’s audit opinion.• Managed relationships with client personnel and their related parties to obtain and understand business operations, processes and functions.