Connor Swartz Email & Phone Number

New Britain, CT, US

New Britain, CT, US

Shelton, Connecticut, US

• Manage $190M of assets across seven custodian banks by rebalancing accounts to model weights, implementing model changes, managing cash levels, and reinvesting proceeds from bond maturities
• Lead monthly model change process by verifying portfolio securities and weights, preparing trades
• Open, close, and verify setup of new accounts, create proposals for prospective individual and bank clients, manage account-specific data in intranet system, perform related administrative duties
• Trade bonds through Schwab, TradeWeb, and other platforms for client and proprietary accounts
• Cooperate with bank operations staff to resolve reconciliation issues, provide reports, and address inquiries regarding firm’s WrightNet website
• Utilize DocuSign and advisory brokerage services to open accounts, schedule distributions, process mutual fund trades, and streamline management of private accounts

New York, NY, US

• Tested account and transaction data to identify breaks in reporting ecosystem, escalating issues to appropriate teams for resolution
• Managed holdback process for 1099 accounts to prevent production of incomplete or erroneous forms
• Oversaw special handling accounts, coordinated with print vendor on form medium, address, etc.
• Reconciled extracts sent from IT and tax forms created by print vendor to ensure parity
• Fulfilled ad hoc requests from MS clients and internals, provided forms, imported corrections to transaction data, created 2439 forms for clients holding RIC and REIT securities

West Haven, Connecticut, US

• Enter vendor invoices and customer checks, process credit memorandums and returns, bill intercompany invoices, post expenses on company credit cards
• Pay bills, print and mail checks, maintain supporting documentation for payables, charge customer credit cards and post corresponding payments
• Maintain relations with customers and vendors, answer inquiries, follow up on overdue receivables

Charlotte, NC, US

• Solicited and uploaded documents to keep client & bank in compliance with FATCA Chapter 4 & 61 and CRS requirements to prevent withholding on interest-bearing accounts
• Verified tax document errors, notified clients, answered inquiries, logged bank-client interactions
• Updated client records, recorded closed accounts, documented internal errors for remediation

US

• Analyzed the effectiveness of the Town’s incentives program using tax and project records
• Examined Labor Department data to understand industry growth projections in SW Connecticut
• Researched process to secure foreign investment (EB-5 funding) for a business incubator
• Determined demographics of users of the Economic Development website to better tailor content
• Wrote numerous press releases on local business and town projects

Arlington, VA, US

• Sourced information, summarized government budgets, and analyzed data
• Wrote published articles on policy proposals and state fiscal issues
• Aggregated data regarding state business incentives to support new policy positions
• Managed invitation process for legislators, doubling registrants for Spring Task Force Summit