By making the onboarding process and communications as smooth as possible, I help E-Wealth's clients-entrepreneurial couples-get the full benefit of our holistic approach to wealth management.

We specialize in financial planning for individuals and families. We offer independent financial guidance focused on our clients' unique needs and priorities.

• Serve as primary contact for RIA firms during on-boarding process and act as CAS subject matter expert for transition related procedures.• Provide support as a project leader for all Advisor Services transitions through the collaboration with business development, transition services, and CAS training.

• Draw and prepare corporate action offerings for external advisory firms and money managers including: reorganizations, optional dividends, and international proxy offerings.• Support internal Client Service Managers by opening various account types and processing ACATs for outside RIA firm accounts.• Coordinate with internal firm oversight, operations, IT, and billing departments for client account maintenance including: beneficiary updates, proxy instructions, and account coding.• Monitor FX international currency trades and translate incoming/outgoing wires to internal transfer groups.

• Coordinate with complex management within specific RBC Wealth Management U.S. branches (40) and specific RBC Capital Market sectors including: GAT (Global Arbitrage Trading), Global Equity, GELP (Global Equity Linked Products), Futures, TCEG (Tax Credit Equity Group) groups. (1,200 total employees)• Process applications (both initial and renewal) for individual securities, investment adviser, and commodities licenses to ensure employees are within industry regulations and standards.• Collaborate with FINRA, NFA, and FinCEN (Financial Crime Enforcement Network) on a daily basis.• Communicate with individual state security departments and state regulators to appropriately license employees within their designated states. • Provide support as RBC representative during yearly renewal period for NMLS (National Mortgage Lending Service) group.• Draw firm department's monthly accounting details from FINRA in order to compile and allocate costs associated with U.S. branch transactions. • Transfer securities and commodities licenses for registered employees who join RBC using FINRA's Web CRD system.• Work with registered employees to ensure FINRA's Continued Education Regulatory Elements are satisfied.• Coordinate with firm paralegals, compliance officers, and legal department to amend employee U4 licensing records with respect to customer complaints, arbitrations, litigations etc.• Research updated industry requirements and correct licensing deficiencies.

• Reviewed client’s current asset allocation; proposed changes based on their risk-suitability models.• Gathered client information necessary to develop a financial plan; input data into CRM planning software.• Prepared proposals used for client review meetings.• Attended client review meetings to discuss reallocation of assets proposed.• Discussed and implemented planning strategies related to tax, investment, insurance, income, estate, social security, and employer benefits.

• Demonstrated leadership through management of team of ten workers through processes of projects.• Improved manufacturing design and records by creating new print cards and templates.• Initiated implementation of new print cards to which sped up work of distributors who relied on designs to measure and produce packaging products.• Trained two experienced coworkers on the strategy and design process of the new templates. • Engaged in work on industrial printing and packaging machines.• Completed designs and projects for leadership under tight deadlines. • Communicated new design process to management of other company branches.

• Displayed dependability through engagement in work under minimal supervision.• Independently delivered food supplies to multiple locations in a time sensitive environment.• Facilitated with the setup and organization of campus social events with alumni.