Vp Risk, Audit And Compliance
Current
Sep 2024 - Present
AeroLeads people directory · profile
Corey Johnson Email & Phone Number
VP Risk, Audit and Compliance and BSA Officer @ Credit Union of Southern California | Financial Services
at
Credit Union of Southern California
1 work email found
@cusocal.org
9 phones found area 562, 443, 740, and 949
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
VP Risk, Audit and Compliance and BSA Officer @ Credit Union of Southern California | Financial Services
Location
Fullerton, California, United States
Who is Corey Johnson? Overview
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Quick answer
Corey Johnson is listed as VP Risk, Audit and Compliance and BSA Officer @ Credit Union of Southern California | Financial Services at Credit Union of Southern California, based in Fullerton, California, United States. AeroLeads shows a work email signal at cusocal.org, phone signal with area code 562, 443, 740, 949, and a matched LinkedIn profile for Corey Johnson.
Corey Johnson previously worked as VP Risk, Audit and Compliance at Credit Union Of Southern California and Compliance Officer at Credit Union Of Southern California. Corey Johnson holds Ba, Political Science from Whittier College.
Company email context
Email format at Credit Union of Southern California
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{first_initial}{last}@cusocal.org
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AeroLeads found 1 current-domain work email signal for Corey Johnson. Compare company email patterns before reaching out.
Profile bio
About Corey Johnson
As the VP of Risk, Audit, and Compliance and the BSA Officer at Credit Union of Southern California (CU SoCal), I bring over 20 years of dedicated experience in the financial services industry. I lead with a commitment to ensuring that CU SoCal's products, services, and operations meet and exceed federal and state compliance standards, particularly those established by the NCUA, DFPI, and CFPB. My oversight extends across essential domains, including Vendor Management, Business Continuity Planning, and the development and implementation of a robust compliance management program.My expertise in Enterprise Risk Management (ERM) and Vendor Management has been instrumental in aligning CU SoCal's strategic goals with its compliance and risk appetite. I actively collaborate with senior leadership and the board to drive a culture of compliance and risk-awareness, supporting growth and innovation while maintaining a resilient operational structure. Additionally, I have successfully navigated the evolving fintech landscape as the former Chief Compliance Officer at BeSmartee, where I led regulatory compliance initiatives in digital mortgage solutions, further enhancing my knowledge in fintech compliance.With a solid background in coaching high school football for 15 years, culminating in a CIF title win in 2023 with Bell Gardens High School, I've honed invaluable skills in leadership, teamwork, and strategic thinking. These experiences directly translate into my role at CU SoCal, where I foster strong team dynamics and focus on continuous improvement within my department. My leadership style is proactive and inclusive, emphasizing open communication and problem-solving.I am passionate about compliance as a means to protect consumers and uphold the integrity of the financial system. I remain committed to staying updated on industry trends, continually developing new skills, and engaging with a diverse network of professionals. My goal is to leverage my expertise to further CU SoCal's mission, safeguard its members, and support the organization's growth in a highly regulated industry.
Listed skills include Leadership, Auditing, Alternative Investments, Series 63, and 41 others.
Current workplace
Corey Johnson's current company
Company context helps verify the profile and gives searchers a useful next step.
Credit Union Of Southern California
AeroLeads page
14 roles · 30 years
Corey Johnson work experience
A career timeline built from the work history available for this profile.
Compliance Officer
May 2023 - Sep 2024
Assistant Coach
Feb 2015 - May 2023
Chief Compliance Officer
As the Chief Compliance Officer, I was responsible for overseeing the compliance program and advisingsenior leadership and the board of directors on significant risk and compliance issues, maintaining aperspective that is independent, objective, and sensitive to the objectives of the organization.
Dec 2018 - Apr 2023
Vp, Mortgage Lending Compliance Officer
Sep 2015 - Nov 2018
Nov 2012 - Feb 2015
Director Of Compliance
I am responsible for overseeing and supporting day to day compliance at United Capital, including SEC exam preparation, regional office oversight, testing of the firms policies and procedures, social media oversight and advertising review
Aug 2011 - Nov 2012
Consultant
Investmentcare Consulting Group
InvestmentCare Consulting Group, founded by former NASD Examiners, is a strategic consulting firmspecializing in compliance services for the securities industry.InvestmentCare Consulting Group is a profoundly unique company comprised of former securities examiners, compliance officers and seasoned investment professionals from the securities industry to provide a one-stop source for all broker/dealer consulting and investor education and protection needs.InvestmentCare Consulting Group is dedicated to providing efficient means to accessing accurate information in the areas of securities compliance, regulatory guidelines, solicitation and disclosure requirements, investor education and protection. More specifically, we offer broker/dealer services which focus on securities consulting and compliance research to include NASD/SEC/MSRB/PCX/AMEX/PHX/CBOE/NYSE rule citations, Supervisory Procedures and audit reviews.
May 2009 - Sep 2011
Associate Consultant
Financial Registrations, Inc.
FINANCIAL REGISTRATIONS, INC. is a compliance management consulting firm providing efficient registration and compliance management services to securities brokers/dealers and registered investment advisers. With former securities regulators and industry professionals on staff, we offer a full array of talent and experience necessary for handling the most recent and complex compliance issues facing the financial services industry. We surround our clients with knowledgeable people, industry insight and a total compliance perspective to align their internal control structures and compliance initiatives to achieve their desired goals. In other words, we organize our practice around you.
Nov 2007 - Feb 2009
Managing Director
Rnd Resources, Inc.
RND is devoted exclusively to providing accounting, back office, registration and compliance services to the investment community. It is all we do, and we pride ourselves on the breadth and quality of the services we offer.
Feb 2007 - Nov 2007
Compliance Examiner
Nasd
Compliance Examiner for FINRA (Formerly known as NASD)
2006 - 2007
~1 yr
Financial Representative
Sunamerica
1997 - 2006
~9 yrs
Compliance Coordinator
Aig Sunamerica
1997 - 2006
~9 yrs
Compliance Coordinator
1997 - 2006
~9 yrs
2 education records
Corey Johnson education
Ba, Political Science
Whittier College
Education record
Lemoore High School
FAQ
Frequently asked questions about Corey Johnson
Quick answers generated from the profile data available on this page.
What company does Corey Johnson work for?
Corey Johnson works for Credit Union of Southern California.
What is Corey Johnson's role at Credit Union of Southern California?
Corey Johnson is listed as VP Risk, Audit and Compliance and BSA Officer @ Credit Union of Southern California | Financial Services at Credit Union of Southern California.
What is Corey Johnson's email address?
AeroLeads has found 1 work email signal at @cusocal.org for Corey Johnson at Credit Union of Southern California.
What is Corey Johnson's phone number?
AeroLeads has found 9 phone signal(s) with area code 562, 443, 740, 949 for Corey Johnson at Credit Union of Southern California.
Where is Corey Johnson based?
Corey Johnson is based in Fullerton, California, United States while working with Credit Union of Southern California.
What companies has Corey Johnson worked for?
Corey Johnson has worked for Credit Union Of Southern California, Bishop Amat Memorial High School, Besmartee, Luther Burbank Savings, and City National Bank.
How can I contact Corey Johnson?
You can use AeroLeads to view verified contact signals for Corey Johnson at Credit Union of Southern California, including work email, phone, and LinkedIn data when available.
What schools did Corey Johnson attend?
Corey Johnson holds Ba, Political Science from Whittier College.
What skills is Corey Johnson known for?
Corey Johnson is listed with skills including Leadership, Auditing, Alternative Investments, Series 63, Sec, Banking, Branch Review, and Anti Money Laundering.
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