Corey Johnson Email and Phone Number
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Corey Johnson personal email
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As the VP of Risk, Audit, and Compliance and the BSA Officer at Credit Union of Southern California (CU SoCal), I bring over 20 years of dedicated experience in the financial services industry. I lead with a commitment to ensuring that CU SoCal's products, services, and operations meet and exceed federal and state compliance standards, particularly those established by the NCUA, DFPI, and CFPB. My oversight extends across essential domains, including Vendor Management, Business Continuity Planning, and the development and implementation of a robust compliance management program.My expertise in Enterprise Risk Management (ERM) and Vendor Management has been instrumental in aligning CU SoCal's strategic goals with its compliance and risk appetite. I actively collaborate with senior leadership and the board to drive a culture of compliance and risk-awareness, supporting growth and innovation while maintaining a resilient operational structure. Additionally, I have successfully navigated the evolving fintech landscape as the former Chief Compliance Officer at BeSmartee, where I led regulatory compliance initiatives in digital mortgage solutions, further enhancing my knowledge in fintech compliance.With a solid background in coaching high school football for 15 years, culminating in a CIF title win in 2023 with Bell Gardens High School, I've honed invaluable skills in leadership, teamwork, and strategic thinking. These experiences directly translate into my role at CU SoCal, where I foster strong team dynamics and focus on continuous improvement within my department. My leadership style is proactive and inclusive, emphasizing open communication and problem-solving.I am passionate about compliance as a means to protect consumers and uphold the integrity of the financial system. I remain committed to staying updated on industry trends, continually developing new skills, and engaging with a diverse network of professionals. My goal is to leverage my expertise to further CU SoCal's mission, safeguard its members, and support the organization's growth in a highly regulated industry.
Credit Union Of Southern California
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ConsultantInvestmentcare Consulting Group May 2009 - Sep 2011InvestmentCare Consulting Group, founded by former NASD Examiners, is a strategic consulting firmspecializing in compliance services for the securities industry.InvestmentCare Consulting Group is a profoundly unique company comprised of former securities examiners, compliance officers and seasoned investment professionals from the securities industry to provide a one-stop source for all broker/dealer consulting and investor education and protection needs.InvestmentCare Consulting Group is dedicated to providing efficient means to accessing accurate information in the areas of securities compliance, regulatory guidelines, solicitation and disclosure requirements, investor education and protection. More specifically, we offer broker/dealer services which focus on securities consulting and compliance research to include NASD/SEC/MSRB/PCX/AMEX/PHX/CBOE/NYSE rule citations, Supervisory Procedures and audit reviews.
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Associate ConsultantFinancial Registrations, Inc. Nov 2007 - Feb 2009FINANCIAL REGISTRATIONS, INC. is a compliance management consulting firm providing efficient registration and compliance management services to securities brokers/dealers and registered investment advisers. With former securities regulators and industry professionals on staff, we offer a full array of talent and experience necessary for handling the most recent and complex compliance issues facing the financial services industry. We surround our clients with knowledgeable people, industry insight and a total compliance perspective to align their internal control structures and compliance initiatives to achieve their desired goals. In other words, we organize our practice around you.
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Managing DirectorRnd Resources, Inc. Feb 2007 - Nov 2007RND is devoted exclusively to providing accounting, back office, registration and compliance services to the investment community. It is all we do, and we pride ourselves on the breadth and quality of the services we offer.
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Compliance ExaminerNasd 2006 - 2007Compliance Examiner for FINRA (Formerly known as NASD)
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Financial RepresentativeSunamerica 1997 - 2006
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Compliance CoordinatorAig Sunamerica 1997 - 2006
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Compliance CoordinatorAig 1997 - 2006New York, Ny, Us
Corey Johnson Skills
Corey Johnson Education Details
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Whittier CollegePolitical Science -
Lemoore High School
Frequently Asked Questions about Corey Johnson
What company does Corey Johnson work for?
Corey Johnson works for Credit Union Of Southern California
What is Corey Johnson's role at the current company?
Corey Johnson's current role is VP Risk, Audit and Compliance and BSA Officer @ Credit Union of Southern California | Financial Services.
What is Corey Johnson's email address?
Corey Johnson's email address is cj****@****cal.org
What is Corey Johnson's direct phone number?
Corey Johnson's direct phone number is +156268*****
What schools did Corey Johnson attend?
Corey Johnson attended Whittier College, Lemoore High School.
What skills is Corey Johnson known for?
Corey Johnson has skills like Leadership, Auditing, Alternative Investments, Series 63, Sec, Banking, Branch Review, Anti Money Laundering, Securities Regulation, Sec Examination, Investments, Communication.
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