Corey Last Email & Phone Number

New York, Ny, Us

New York, Ny, Us

New York, Ny, Us

New York, New York, Us

New York, Ny, Us

New York, Ny, Us

SAR Quality Lookback:Determined whether corrections or amendments were necessary to ensure the suspicious activity was accurately reported in accordance with BSA reporting requirements and OCC implementing regulations.Reviewed and filed suspicious activity reports (SARs) in accordance with guidance from the Financial Crimes Enforcement Network (FINCEN)Transaction Monitoring:Performed Quality Control review of alerted activity to determine whether the activity was suspicious.As a team leader of a group of ten people, I was responsible for: training team members; communicating new guidelines issued by the client; ensuring client’s protocols are being followed; and allocating tasks appropriately in order to meet client’s deadline.BSA/AML Independent Testing:Conducted a BSA/AML Audit review, which consisted of a document review of procedures and processes relating to CDD/EDD, high-risk customers and SARs. I also conducted testing relating to High-risk lending customers, SAR filings, and CTR exemption customers.Performed interviews and walkthroughs with key personnel to assess their awareness of relevant controls, reviewing samples of documentation to assess their adherence to applicable controls and relevant recordkeeping requirements. Provided observations and recommendations for program enhancementsKYC RemediationServed as part of a quality review team for a large financial institution to review customer files for completeness and accuracy. Performed due diligence on customer files for specific CDD information along with performing acuity searches to determine the appropriate risk level for each customer. Low Priced Securities Review: Drafted detailed and comprehensive memoranda to document the analysis of the risk factors present.Performed client documentation reviews, Know Your Customer (KYC), transaction reviews and media searches for purposes of identifying undisclosed or potentially suspicious information for a large financial institution.

Representing clients in court appearances for preliminary exams, sentencing and probation violation hearingsMade jail visits to interview clients for court appearances Researched legal issues and prepared for trials

Drafted bench memorandums for the Hon. Rosemarie AquilinaResearched legal issues pertaining to specific Michigan legal issuesResearched and wrote final administrative agency ordersResponded to incoming judicial lettersAttended preliminary examinations, jury trials, and sentencing hearings

New York, New York, Us

Assisted NHL lawyers closely in research, preparation, and presentations on labor and employment issuesPrepared documents for litigation that involved qualifying offers with the NHLPAResearched and prepared memoranda and spreadsheets of federal and state Harassment and Discrimination lawsConducted investigations and drafted reports regarding qualifications of prospective purchasers of NHL franchise ownership interests

Juris Doctor

Bachelor Of Arts, Economics

Education record

Education record