My practice focuses on counseling registered investment companies, investment advisers and independent directors on various regulatory, compliance and transactional matters. I advise clients on matters such as the organization, registration and ongoing operations and compliance of open-end and closed-end funds (including multi-manager funds, master-feeder funds and interval funds); the preparation and review of regulatory filings, board materials and compliance policies and procedures; fiduciary oversight and fund governance issues; shareholder meetings and proxy solicitation materials; and various transactional matters, including reorganizations, mergers and acquisitions involving funds and investment advisers. Specialties: Investment companies and investment advisers
Listed skills include Corporate Law, Corporate Governance, Legal Writing, Finance, and 5 others.