With over two decades of compliance and regulatory experience in the financial sector, my expertise lies in various products and businesses.My roles have needed skills in managing individuals and teams in a wide range of activities e.g. Product/Coverage Compliance, Control Room, AML/CTF, Surveillance.At Credit Suisse, I championed the management of compliance risk, aligning my strategic vision with the bank's mission to deliver robust and reliable controls across Australia. My approach has always been to leverage diverse perspectives and experiences to strengthen our team's performance and foster a culture of integrity.During my tenure at Credit Suisse, I served as a pivotal contact for regulatory bodies, ensuring adherence to all laws and regulations within Investment Banking, Markets Compliance and Wealth Management. The key, to provide sound and timely advice consistently.Financial Products | Markets | Leadership | Investigations | Regulatory Relationships |Licensing
Regal Partners
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- regalpartners.com
- Employees:
- 34
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Head Of Market ComplianceRegal PartnersSydney, Nsw, Au -
Head Compliance, DirectorCredit Suisse Sep 2020 - Aug 2024Zurich, ChAs Compliance Country Head I had overall responsibility for coordinating the identification and management of the Bank’s Compliance risk, supervising the work and activity of the Compliance function as it relates to Australia and to ensure the provision of a strong, independent, balanced, reliable control and challenge function.Key point of contact for for Regulators - ASIC, APRA, ASX and CBOEKey SkillsFinancial Products | Markets | Leadership | Investigations | Regulatory Relationships |Licensing -
Investment Banking And Markets ComplianceCredit Suisse 2005 - Sep 2020Zurich, ChProvide timely and advice to both Investment Banking and Markets Compliance to ensure all laws and regulations were followed. Key point of contact for for Regulators - ASIC, ASX and CBOE.Key SkillsFinancial Products | Markets | Leadership | Investigations | Regulatory Relationships |Licensing
Frequently Asked Questions about Andrew Couper
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Andrew Couper works for Regal Partners
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Andrew Couper's current role is Head of Market Compliance.
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