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Chad Nichols Email & Phone Number
Chief Compliance Officer - Charles Schwab and Co. (Broker Dealer and Investment Adviser)
at
Charles Schwab
1 work email found
@schwab.com
3 phones found area 212 and 888
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Compliance Officer - Charles Schwab and Co. (Broker Dealer and Investment Adviser)
Location
Denver, Colorado, United States
Company size
Who is Chad Nichols? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Chad Nichols is listed as Chief Compliance Officer - Charles Schwab and Co. (Broker Dealer and Investment Adviser) at Charles Schwab, a with 33019 employees, based in Denver, Colorado, United States. AeroLeads shows a work email signal at schwab.com, phone signal with area code 212, 888, and a matched LinkedIn profile for Chad Nichols.
Chad Nichols previously worked as Chief Compliance Officer - Charles Schwab & Co. (Broker Dealer & Investment Adviser) at Charles Schwab and Head of Broker Dealer Compliance IA Chief Compliance Officer at Charles Schwab. Chad Nichols holds J.D., Law from University Of Denver - Sturm College Of Law.
Company email context
Email format at Charles Schwab
This section adds company-level context without repeating Chad Nichols's masked contact details.
{first}.{last}@schwab.com
89% confidence
AeroLeads found 1 current-domain work email signal for Chad Nichols. Compare company email patterns before reaching out.
Profile bio
About Chad Nichols
I am a business-minded, results-oriented leader with a track record of accomplishment in modernizing, collaborating, and driving regulatory success in compliance organizations. I emphasize partnering with the business to navigate our ever-changing regulatory landscapes in the face of complex policy, product and PR considerations.
Listed skills include Corporate Law, Due Diligence, Equities, Securities Regulation, and 11 others.
Current workplace
Chad Nichols's current company
Company context helps verify the profile and gives searchers a useful next step.
Charles Schwab
15 roles · 22 years
Chad Nichols work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer - Charles Schwab & Co. (Broker Dealer & Investment Adviser)
Current
Jun 2024 - Present
Head Of Broker Dealer Compliance Ia Chief Compliance Officer
Current
Nov 2023 - Present
Jul 2023 - Present
Managing Director - Retail Compliance
Jun 2020 - May 2024
Chief Compliance Officer
Chief Compliance Officer of Janus Henderson Distributors
2017 - 2020
~3 yrs
Head Of Distribution & Etp Compliance, North America
2017 - 2020
~3 yrs
Director Of Compliance
2016 - 2017
~1 yr
Senior Compliance Manager - Sales Practices
2015 - 2016
~1 yr
Compliance Manager - Advertising/Marketing/Social Media
2014 - 2015
~1 yr
Sr. Compliance Analyst - Mnpi, Advertising/Marketing/Social Media
2013 - 2014
~1 yr
Chief Legal & Compliance Officer
2012 - 2013
~1 yr
Legal & Compliance Officer
May 2011 - Mar 2012
Financial Advisor
2006 - 2008
~2 yrs
Investment Associate
2005 - 2006
~1 yr
Team & coworkers
Colleagues at Charles Schwab
Other employees you can reach at schwab.com. View company contacts for 33019 employees →
JW
Joe Woods
Colleague at Charles SchwabScottsdale, Arizona, United States
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RL
Ramanujam L
Colleague at Charles SchwabNashua, New Hampshire, United States
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EW
Evan Williams, Cfp®
Colleague at Charles SchwabIndianapolis, Indiana, United States
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JS
Jamain Simeon
Colleague at Charles SchwabKeller, Texas, United States
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MM
Michael Mlinko
Colleague at Charles SchwabGreater Phoenix Area, United States
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AF
Andrew Frank, Cfp®
Colleague at Charles SchwabTampa, Florida, United States
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RH
Ricardo H.
Colleague at Charles SchwabPhoenix, Arizona, United States
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DH
David Hurst
Colleague at Charles SchwabReston, Virginia, United States
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AM
America Magadan
Colleague at Charles SchwabArlington, Texas, United States
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NN
Nithya Narayanan
Colleague at Charles SchwabCedar Park, Texas, United States
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Joe Woods
Colleague at Charles SchwabScottsdale, Arizona, United States
View →
RL
Ramanujam L
Colleague at Charles SchwabNashua, New Hampshire, United States
View →
EW
Evan Williams, Cfp®
Colleague at Charles SchwabIndianapolis, Indiana, United States
View →
JS
Jamain Simeon
Colleague at Charles SchwabKeller, Texas, United States
View →
MM
Michael Mlinko
Colleague at Charles SchwabGreater Phoenix Area, United States
View →
AF
Andrew Frank, Cfp®
Colleague at Charles SchwabTampa, Florida, United States
View →
RH
Ricardo H.
Colleague at Charles SchwabPhoenix, Arizona, United States
View →
DH
David Hurst
Colleague at Charles SchwabReston, Virginia, United States
View →
AM
America Magadan
Colleague at Charles SchwabArlington, Texas, United States
View →
NN
Nithya Narayanan
Colleague at Charles SchwabCedar Park, Texas, United States
View →
3 education records
Chad Nichols education
J.D., Law
University Of Denver - Sturm College Of Law
B.S., Business Management
Washington And Lee University
Education record
Kent Denver School
FAQ
Frequently asked questions about Chad Nichols
Quick answers generated from the profile data available on this page.
What company does Chad Nichols work for?
Chad Nichols works for Charles Schwab.
What is Chad Nichols's role at Charles Schwab?
Chad Nichols is listed as Chief Compliance Officer - Charles Schwab and Co. (Broker Dealer and Investment Adviser) at Charles Schwab.
What is Chad Nichols's email address?
AeroLeads has found 1 work email signal at @schwab.com for Chad Nichols at Charles Schwab.
What is Chad Nichols's phone number?
AeroLeads has found 3 phone signal(s) with area code 212, 888 for Chad Nichols at Charles Schwab.
Where is Chad Nichols based?
Chad Nichols is based in Denver, Colorado, United States while working with Charles Schwab.
What companies has Chad Nichols worked for?
Chad Nichols has worked for Charles Schwab, Janus Henderson Investors U.S., Betterment, Janus Capital Group, and The Institute For Wealth Management.
Who are Chad Nichols's colleagues at Charles Schwab?
Chad Nichols's colleagues at Charles Schwab include Joe Woods, Ramanujam L, Evan Williams, Cfp®, Jamain Simeon, and Michael Mlinko.
How can I contact Chad Nichols?
You can use AeroLeads to view verified contact signals for Chad Nichols at Charles Schwab, including work email, phone, and LinkedIn data when available.
What schools did Chad Nichols attend?
Chad Nichols holds J.D., Law from University Of Denver - Sturm College Of Law.
What skills is Chad Nichols known for?
Chad Nichols is listed with skills including Corporate Law, Due Diligence, Equities, Securities Regulation, Investment Advisory, Mutual Funds, Fixed Income, and Securities Law.
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