Craig Walling Email & Phone Number

New York, Ny, Us

Dallas, Texas, Us

President of newly designated Wealth Management vertical complimenting established Heath and Life Business lines at Integrity servicing a marketplace engaging over 500,000 agents nationwide. Established Integrity network partners support over $46 billion in AUM / AUA across ~1000 Financial Advisors. Levering state of the art technology platforms and leading edge data mart to integrate Wealth, Heath and Life, holistic planning based, open architecture solutions for the benefit of Advisor and clients throughout their lifetime Wealth accumulation and deaccumulation arc.

New York, Ny, Us

New York, Ny, Us

Wealth Management and Trust Transformation practice focused on high impact, short cycle engagements addressing Regulatgory remediation, Risk insulation, Delivery, Distribution and New Business activities across the Wirehouse, Banking, Trust, RIA, Insurance, M&A, Private Equity Industries.

Zurich, Ch

Successful restructure and eventual sale resolving both strategic, regulatory and performance challenges. Full file remediation addressing pricing, KYC, AML, and documentation issues. Complete restaffing including additon of independency to the Board of Directors. Implementation of policies and practices to satisfy with regualtory exam new Heightened Expectation guidelines, Vendor Management standards and AML/BSA requirements.

Zurich, Ch

Leadership of legacy UBS AG US bank branch vehicle and related activities. Chief interface to OCC for UBS AG Americas US branch bank activities. Operating responsibility for UBS Private Bank Americas including Advisory and Wealth Management activities directed against both US domestic and offshore client base. Success in establishing effective policies, proceedures and control to comply with and insulate the entity from cross border, AML, and BSA risk in post 2008 Global Economic Crisis environment. Significant improvement in financial performance including benckmark Operating Margin performance and double digit Pre Tax Income CAGR. Record level performance continues.

Zurich, Ch

Co-leadership responsibility for Wealth Management International Americas overseeing both Private Bank and Broker Dealer activities related to >$50 billion in AUM Non Resident Alien client base in the United States, arguably the largest of any single US based Financial Institution and serviced by over 350 Financial Advisors. Supported the succesful growth and record level financial performance in a post 2008 Global Financial Crisis environment. Successfully implemented significant governance and risk management related policies and proceedures to address cross border, AML, BSA and KYC challenges. No significant regaulatory challenges. Sustained performance continues.

Oversaw restructure of UBS Canada, a Schedule II Bank headquartered in Toronto with additional Branches in Montreal, Vancouver, and Calgary. Respositioned value proposition to focus on UHNW client segment and Multicurrecy, Multimarket platform differentiation. Business acheived record level AUM volumes, revenue and operating margins with virtually no loss or regulatory challenges. Record level performance continues.

Private Equity backed RIA Rollout

Westlake, Texas, Us

Dot.com portal Joint Venture with Citibank

Asia Sales and Distribution Director, SingaporeCEO, Citibank TaiwanCEO, Citibank GreeceStrategic Initiatives Director, Rio de Janeiro, Brazil

Bankcard ManagerCommercial Credit Analyst