Enzo Adriano Email and Phone Number

Performed multiple contracted roles for a selection of U.S. based financial institutions; including fraud/AML investigations as well as AML risk assessment based qualitative reviews.Reviewed the quality controls in place via line of business survey feedback for sanctions/OFAC risk assessment. Coordinating with the compliance team and line of business partners to effectively review all of the risk related policies, mitigating controls, testing procedures, due diligence functions and overall collaboration with the sanctions program via Microsoft SharePoint and other similar document collaboration-based software.Conducted AML surveillance and investigations, drafting suspicious activity report narratives for both AML and fraud. Working with various case tracking systems including SAS AML (version 4.2 and 7.1) and a number of different internal records-based platforms.

Conduct AML risk assessment via detailed quantitative and qualitative analyses of all bank lines of business, products and services,transactions, person types, entity types, ancillary operational services and geographic risks.• Performed data analytics, enhancing data quality, developing standardized processes for data testing and acting as liaison between technology services and AML Compliance for purposes of annual examination by the Office of the Comptroller of the Currency (OCC).• Evaluated management and control assessment information from GRC at AML Program and OFAC levels, reviewing operational assessments, utilizing findings, metrics and key risk indicators to further assess the controls.

Performed analysis of AML alerts originating from various behavioral analytical resources, including Mantas, Exception Reporting/Alternative Monitoring Scenarios and Data Mining techniques, decisioning the events for further case escalation, closure of alert or referral for alert suppression opportunities.• Contributed to processing and manual escalation of Alternative Monitoring Alerts, preparing Subpoena summary documents from JPex/Subpoena database to AML Investigations, updating documented procedures and policies related to the Exception Reporting, managing the related alert suppression entries, improving alert quality via delta tuning exercises as well as identifying anomaly events for referral.• Assisted in development of the first Human Trafficking Monitoring Scenario for KeyBank, identifying early red flags to be data mined, as well as contacting and coordinating internal bank resources with the intent of developing new behavioral analytical models.