Stephen Lloyd

Stephen Lloyd Email and Phone Number

Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP @ Nomura
Stephen Lloyd's Location
New York City Metropolitan Area, United States, United States
Stephen Lloyd's Contact Details

Stephen Lloyd personal email

n/a
About Stephen Lloyd

Internal audit director with senior leadership experience with all aspects of audit strategy, planning and coverage within Risk, Capital Planning and Capital Markets. Managed relationships with top executive management as well as regulators in the US, UK and Japan. Held leading roles for major industry changes, such as CCAR, Dodd-Frank Act/Volcker. Provide expertise in Internal Audit, Operational Risk and Capital Planning utilizing industry knowledge, strategic insights, communication skills and quick ability to learn. Specialties: Operational Risk, Cross-Risk Data and Governance, Capital Planning, Institutional Securities sales and trading audits.Prior experience at KPMG in New York and London providing audit assurance and advisory services.

Stephen Lloyd's Current Company Details
Nomura

Nomura

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Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP
Stephen Lloyd Work Experience Details
  • Nomura
    Managing Director, Global Audit Portfolio Director For Finance And International Head Of Sox Program
    Nomura Apr 2022 - Present
    Tokyo, Jp
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  • Nomura
    Us Audit Head Of Operations, Finance And Corporate; International Head Of Sox
    Nomura 2020 - Apr 2022
    Tokyo, Jp
    Regional Portfolio Director for audit coverage of Operations, Finance, Asset Management and Corporate Functions
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  • Morgan Stanley
    Managing Director
    Morgan Stanley 2016 - 2019
    New York, Ny, Us
    Global Head of Operational Risk audit; Global Head of Capital Planning audit; Coordination of Basel-related Risk audit work
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  • Morgan Stanley
    Managing Director
    Morgan Stanley 2006 - 2016
    New York, Ny, Us
    Roles included:- Global Head of Commodities audit- Global Head of Fixed Income audit- US Head of Equities and Investment Banking audit- Global Lead for Dodd-Frank Act and Volcker Rule audits
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  • Morgan Stanley
    Executive Director
    Morgan Stanley 2005 - 2006
    New York, Ny, Us
    Global Head of Audit Methodology and Project Lead for Audit Technology deployment
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  • Morgan Stanley
    Executive Director
    Morgan Stanley 2002 - 2005
    New York, Ny, Us
    EMEA Head of Institutional Securities Audit
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  • Morgan Stanley
    Executive Director
    Morgan Stanley 1998 - 2002
    New York, Ny, Us
    US Head of Institutional Securities audit
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  • Morgan Stanley
    Vice President
    Morgan Stanley 1995 - 1998
    New York, Ny, Us
    Head of Audit, Japan and Korea
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  • Morgan Stanley
    Director
    Morgan Stanley 1993 - 1995
    New York, Ny, Us
    Institutional Securities audit
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Stephen Lloyd Skills

Internal Audit Operational Risk Management Auditing Investment Banking Financial Risk Operational Risk Enterprise Risk Management Securities Trading Aml Risk Assessment It Audit Fraud Coso Internal Controls Risk Advisory Fraud Investigations Audit Management Audit External Audit Big 4 Process Auditing Risk Dodd Frank Volcker Rule Sarbanes Oxley Act

Stephen Lloyd Education Details

  • University Of Bristol
    University Of Bristol
    Economics And Accounting

Frequently Asked Questions about Stephen Lloyd

What company does Stephen Lloyd work for?

Stephen Lloyd works for Nomura

What is Stephen Lloyd's role at the current company?

Stephen Lloyd's current role is Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP.

What is Stephen Lloyd's email address?

Stephen Lloyd's email address is c.****@****ley.com

What schools did Stephen Lloyd attend?

Stephen Lloyd attended University Of Bristol.

What skills is Stephen Lloyd known for?

Stephen Lloyd has skills like Internal Audit, Operational Risk Management, Auditing, Investment Banking, Financial Risk, Operational Risk, Enterprise Risk Management, Securities, Trading, Aml, Risk Assessment, It Audit.

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