Managing Director, Global Audit Portfolio Director For Finance And International Head Of Sox Program
Current
Apr 2022 - Present
AeroLeads people directory · profile
Stephen Lloyd Email & Phone Number
Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP
at
Nomura
1 work email found
@nomura.com
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP
Location
New York City Metropolitan Area, United States, United States
Who is Stephen Lloyd? Overview
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Quick answer
Stephen Lloyd is listed as Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP at Nomura, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at nomura.com and a matched LinkedIn profile for Stephen Lloyd.
Stephen Lloyd previously worked as Managing Director, Global Audit Portfolio Director for Finance and International Head of SOX Program at Nomura and US Audit Head of Operations, Finance and Corporate; International Head of SOX at Nomura. Stephen Lloyd holds Bsc, Economics And Accounting from University Of Bristol.
Company email context
Email format at Nomura
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{first}.{last}@nomura.com
86% confidence
AeroLeads found 1 current-domain work email signal for Stephen Lloyd. Compare company email patterns before reaching out.
Profile bio
About Stephen Lloyd
Internal audit director with senior leadership experience with all aspects of audit strategy, planning and coverage within Risk, Capital Planning and Capital Markets. Managed relationships with top executive management as well as regulators in the US, UK and Japan. Held leading roles for major industry changes, such as CCAR, Dodd-Frank Act/Volcker. Provide expertise in Internal Audit, Operational Risk and Capital Planning utilizing industry knowledge, strategic insights, communication skills and quick ability to learn. Specialties: Operational Risk, Cross-Risk Data and Governance, Capital Planning, Institutional Securities sales and trading audits.Prior experience at KPMG in New York and London providing audit assurance and advisory services.
Listed skills include Internal Audit, Operational Risk Management, Auditing, Investment Banking, and 22 others.
Current workplace
Stephen Lloyd's current company
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9 roles · 33 years
Stephen Lloyd work experience
A career timeline built from the work history available for this profile.
Us Audit Head Of Operations, Finance And Corporate; International Head Of Sox
Regional Portfolio Director for audit coverage of Operations, Finance, Asset Management and Corporate Functions
2020 - Apr 2022
Managing Director
Global Head of Operational Risk audit; Global Head of Capital Planning audit; Coordination of Basel-related Risk audit work
2016 - 2019
~3 yrs
Managing Director
Roles included:- Global Head of Commodities audit- Global Head of Fixed Income audit- US Head of Equities and Investment Banking audit- Global Lead for Dodd-Frank Act and Volcker Rule audits
2006 - 2016
~10 yrs
Executive Director
Global Head of Audit Methodology and Project Lead for Audit Technology deployment
2005 - 2006
~1 yr
2002 - 2005
~3 yrs
1998 - 2002
~4 yrs
1995 - 1998
~3 yrs
1993 - 1995
~2 yrs
1 education record
Stephen Lloyd education
-
University Of Bristol
FAQ
Frequently asked questions about Stephen Lloyd
Quick answers generated from the profile data available on this page.
What company does Stephen Lloyd work for?
Stephen Lloyd works for Nomura.
What is Stephen Lloyd's role at Nomura?
Stephen Lloyd is listed as Senior Audit Executive | Risk Management | Strategic Partner | FCA, FRM, ERP at Nomura.
What is Stephen Lloyd's email address?
AeroLeads has found 1 work email signal at @nomura.com for Stephen Lloyd at Nomura.
Where is Stephen Lloyd based?
Stephen Lloyd is based in New York City Metropolitan Area, United States, United States while working with Nomura.
What companies has Stephen Lloyd worked for?
Stephen Lloyd has worked for Nomura and Morgan Stanley.
How can I contact Stephen Lloyd?
You can use AeroLeads to view verified contact signals for Stephen Lloyd at Nomura, including work email, phone, and LinkedIn data when available.
What schools did Stephen Lloyd attend?
Stephen Lloyd holds Bsc, Economics And Accounting from University Of Bristol.
What skills is Stephen Lloyd known for?
Stephen Lloyd is listed with skills including Internal Audit, Operational Risk Management, Auditing, Investment Banking, Financial Risk, Operational Risk, Enterprise Risk Management, and Securities.
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