AeroLeads people directory · profile

Casey Mccarty Email & Phone Number

Compliance Analyst at Securian Financial
Location: St Paul, Minnesota, United States 10 work roles 2 schools
LinkedIn matched
✓ Verified May 2026 3 data sources Profile completeness 86%

Contact Signals

LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Role
Compliance Analyst
Location
St Paul, Minnesota, United States
Company size

Who is Casey Mccarty? Overview

A concise factual answer block for searchers comparing this professional profile.

Quick answer

Casey Mccarty is listed as Compliance Analyst at Securian Financial, a company with 2994 employees, based in St Paul, Minnesota, United States. AeroLeads shows a matched LinkedIn profile for Casey Mccarty.

Casey Mccarty previously worked as Compliance Officer at Gradient Advisors, Llc and Bookkeeper at Tabc Associates Llc. Casey Mccarty holds Bachelor Of Science (B.S.), Economics from North Dakota State University.

Company email context

Email format at Securian Financial

This section adds company-level context without repeating Casey Mccarty's masked contact details.

Securian Financial

Review company-level records connected to Casey Mccarty before choosing the right outreach path.

Profile bio

About Casey Mccarty

Hey, I'm Casey. I'm continuing to pursuing a career in the financial services industry. I currently work as a compliance officer for Gradient Advisors. I currently hold Series 7, Series 24, Series 52, Series 53. Series 63 and Series 65 registrations. In my current position I serve as a compliance officer handling all facets of compliance, with an emphasis on advertising review and correspondence review.A little about me: I started working in the finance industry in early 2018 as a bookkeeper and tax preparer's assistant, and have since held rolls in operations, financial planning, and compliance.I graduated from North Dakota State University with a Bachelor of Science degree in economics and a minor study in journalism. During my time as a student at NDSU, I served as the head news editor at NDSU's student run newspaper, The Spectrum, and the news director at NDSU's student run television station, Bison Information Network.Casey McCarty offers investment advisory services through Gradient Advisors, LLC (Arden Hills, MN 877-885-0508), an SEC Registered Investment Advisor. Gradient Advisors, LLC and its advisors do not render tax, legal or accounting advice. Casey McCarty, and Gradient Advisors, LLC are not affiliated with or endorsed by the Social Security Administration or any government agency.Content is strictly for general purposes and is not an offer to sell or solicit any security. "Likes" should not be considered a positive reflection of the investment advisory services offered by Gradient Advisors, LLC (“GA”) and/or their investment advisor representatives. For regulatory purposes, we cannot respond to messages through this site. Please refrain from posting reviews of your experience with Casey McCarty or their services. These reviews are considered testimonials and are prohibited.Opinions expressed herein are solely those of Casey McCarty, and our editorial staff. The presence of this website shall in no way be construed or interpreted as a solicitation to sell or offer to sell Investment Advisory Services to any residents of any State other than the State(s) Casey McCarty is registered or where otherwise legally permitted. Material presented is believed to be from reliable sources; however, we make no representations as to its accuracy or completeness. All information and ideas should be discussed in detail with your individual adviser prior to implementation. Hyperlinks on this website are provided as a convenience. We cannot be held responsible for information, services or products found on websites linked to ours.

Current workplace

Casey Mccarty's current company

Company context helps verify the profile and gives searchers a useful next step.

Securian Financial
Securian Financial
Compliance Analyst
Saint Paul, MN, US
Website
Employees
2994
AeroLeads page
10 roles

Casey Mccarty work experience

A career timeline built from the work history available for this profile.

Compliance Officer

Current

I assist in overseeing all facets of compliance for Gradient Advisors, LLC, an RIA firm. Key duties for my position include advertising review and correspondence review.

Feb 2024 - Present

Bookkeeper

Current
Tabc Associates Llc

I assist in bookkeeping and payroll tax filings.

Jan 2018 - Present

Compliance Analyst

San Diego, CA, US

I assisted in the Cetera acquisition of Securian Financial Group's retail broker-dealer. Once fully onboard with Cetera, I worked on researching, handling and responding to customer complaints and regulatory inquiries.

Aug 2023 - Feb 2024

Senior Compliance Analyst

St. Paul, Minnesota, US

My primary duties were to approve error corrections and handle complaint resolution, along with municipal securities correspondence review. I also handled other regulatory and legal tasks as assigned. The end of my tenure was also heavily focused on preparing for the acquisition of Securian's retail broker-dealer by Cetera Financial Group.

Mar 2023 - Aug 2023

Compliance Analyst

St. Paul, Minnesota, US

I assisted with error correction processing, complaint resolution and correspondence review. I also handled other regulatory, legal and administrative tasks as needed.

Apr 2022 - Mar 2023

Financial Planning Specialist

I assisted financial service professionals with creating financial reports and plans for their prospective clients. Main focuses at this job were mapping out income projections, analyzing portfolio performances and advising on Social Security best practices. I became Series 65 registered for this job.

Aug 2019 - Apr 2022

Account Specialist

In this operations role I provided home office support to field advisors in opening investment accounts for their clients, processing withdrawals and contributions from accounts, and providing technical support as needed.

Nov 2018 - Aug 2019

News Director

Bison Information Network

I investigated and researched stories, anchored newscasts, reported on stories, performed live-shots for television, trained reporters and television crew members, distributed story ideas to reporters and held them accountable for deadlines.

Aug 2016 - May 2017

Head News Editor

The Spectrum Newspaper, North Dakota State Univeristy

I covered the campus news, as well as what is going on in Fargo-Moorhead area, the United States and the world if it pertains to NDSU students. I had taken photos, written stories, interviewed people, built good rapport with our readers and helped all of my writers to do the same.

Oct 2015 - May 2017
Team & coworkers

Colleagues at Securian Financial

Other employees you can reach at securian.com. View company contacts for 2994 employees →

2 education records

Casey Mccarty education

Bachelor Of Science (B.S.), Economics

North Dakota State University

General Requirements

University Of Minnesota
FAQ

Frequently asked questions about Casey Mccarty

Quick answers generated from the profile data available on this page.

What company does Casey Mccarty work for?

Casey Mccarty works for Securian Financial.

What is Casey Mccarty's role at Securian Financial?

Casey Mccarty is listed as Compliance Analyst at Securian Financial.

Where is Casey Mccarty based?

Casey Mccarty is based in St Paul, Minnesota, United States while working with Securian Financial.

What companies has Casey Mccarty worked for?

Casey Mccarty has worked for Securian Financial, Gradient Advisors, Llc, Tabc Associates Llc, Cetera Financial Group, and Bison Information Network.

Who are Casey Mccarty's colleagues at Securian Financial?

Casey Mccarty's colleagues at Securian Financial include Eric Paulson, Irina Kennedy, Justin Kringler, Andrew M., and Tyler Wurm.

How can I contact Casey Mccarty?

You can use AeroLeads to view verified contact signals for Casey Mccarty at Securian Financial, including work email, phone, and LinkedIn data when available.

What schools did Casey Mccarty attend?

Casey Mccarty holds Bachelor Of Science (B.S.), Economics from North Dakota State University.

Find 750M verified contacts

Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.