Tim Cullen, Mba Email & Phone Number

Chicago, Illinois, US

Chicago, Illinois, US

Supporting the entire Zero Hash firm and compliance team in executing compliance and AML responsibilities. Assist in directing the overall compliance program and strategy for our advanced Fin-Tech, Digital Asset, and Money Service businesses. Assisting with the day-to-day management of the Compliance Program which includes the BSA/AML and OFAC Compliance.

Toronto, Ontario, CA

Support the US Region AML Officer with implementing and managing the Know Your Customer (KYC), AML operations, and Economic Sanctions components of the US AML Compliance Program, ensuring such are aligned with regulatory expectations and commensurate with the AML risk profile of for three different financial services businesses (commercial banking, wealth.

New York, NY, US

Developed a Compliance and AML foundation by creating and executing an Enterprise-wide oversight and AML program. Worked with colleagues in Subsidiaries Compliance, Legal and Operations Departments to manage the firm’s AML and KYC policies and practices and to ensure that the firm complies with FINRA/SEC regulations, NFA/CFTC rules, Bank Secrecy Act, USA.

Omaha, NE, US

In charge of Anti-Money Laundering Surveillance, Associate Surveillance, Trade Surveillance. Developed and manage national teams of associate surveillance analysts, AML surveillance analysts.Work thoroughly in creation of new monetary and trade scenarios to detect suspicious activity. Responsible for United States, Singapore, Australia and Canada business.

Omaha, NE, US

Contributed to new product development, system enhancements, and firm wide process improvements. Revamped the futures and forex new account process to follow proper NFA/CFTC regulations.Revise and implemented written supervisory proceduresProvide AML support to TD Ameritrade retail, institutional, futures and forex business units, and operations in.

Drafted and maintained all supervisory and compliance policies and desktop procedures.Successfully develop and maintain systems to reduce and eliminate account and customer fraud. Designed, developed and performed firm-wide compliance testing programs, Broker/Dealer certifications, and Singapore on-sight compliance audit.Completed a company wide compliance.

Washington, District Of Columbia, US

Completed the full NASD Examiner Training Program.Traveled to several different Broker/Dealers to assure compliance within their business.Analyzed compliance in several areas including: Anti-Money Laundering, Communications, Supervision, Net Capital/Financials, Variable Annuities, Municipals, Form Filings.Have investigated and cited Broker/Dealers for.

Chicago, IL, US

Compiled information between different law offices.Researched, developed, and sent analysis of multiple cases to lawyers.

Washington, DC, US

Worked directly with Newt Gingrich, Senior Fellow and Dr. Marvin Kosters, the Director of AEI Economic Policy.Researched and analyzed political and financial standing of different economic policies.Studied the United States Small Business Administration’s programs.Reviewed and evaluated ‘Glass-Steagall Act’ and ‘Gramm-Leach-Bliley Act’.

Auditor that reported between accounting and loan departments.Interacted with customers on accounts.Disbursed and reviewed applications to new loan candidates.Performed various bookkeeping and computer file tasks. Worked on Excel and the company’s custom banking software.

Mba, Finance And Accounting

Bba, Finance

Advanced Economic Policy Certificate, Economic Policy Program