Curt Phillips Email & Phone Number

Greater Atlanta Area

Senior attorney leading a team responsible for advising with respect to SEC reporting, disclosure and compliance, securities law matters, including insider trading, corporate governance, including NYSE listing standards, and corporate law issues. Team regularly supports Form 10-K, 10-Q and 8-K filings with the SEC, earnings announcements, investor conference presentations, annual meeting proxy statements, shareholder engagement program, disposition of shareholder proposals, Section 16 compliance, including preclearing trades and Form 4 reporting, insider trading policy updates and maintenance, planning and execution of annual meeting of shareholders, reviewing and revising board committee charters, corporate governance guidelines, bylaws and board and board committee self-assessment materials and preparing agendas, materials and resolutions for, and making presentations at, board and board committee meetings. Serves as legal liaison to the Nominating and Governance Committee of the Board of Directors and as Secretary of the Disclosure Committee.

Atlanta Metropolitan Area

Atlanta Metropolitan Area

Responsible for advising on and supporting periodic SEC reporting, including Forms 10-K, 10-Q and 8-K and proxy statements, corporate finance transactions, including holding company and bank issuances of debt and preferred stock, investor relations, including earnings announcements, investor conference presentations and annual shareholder engagement program, planning and execution of annual shareholders meeting, insider trading program and Section 16 compliance, corporate governance matters and assistant corporate secretary activities. Served as secretary of the Disclosure Committee.

Atlanta Metropolitan Area

Greater Atlanta Area

In-house attorney responsible for SunTrust’s mergers, acquisitions, divestitures, joint ventures and similar transactions. In addition, represented SunTrust’s investment banking subsidiary with respect to M&A advisory engagements, including drafting and negotiating engagement letters and advising on fairness opinions and regulatory issues. Also provided general corporate advice and day-to-day counsel to various SunTrust subsidiaries.

Greater Atlanta Area

Worked on a wide variety of corporate and commercial transactions with a focus on mergers, acquisitions, divestitures, joint ventures, strategic alliances and general commercial contracts, handling all aspects of such transactions. Drafted and negotiated a broad range of commercial contracts, including distribution agreements, supply agreements, manufacturing agreements, sales representative agreements, terms and conditions of purchase and sale, product warranties, technology development and licensing agreements, services and outsourcing agreements, confidentiality and non-competition agreements and employment and consulting agreements. Provided general corporate advice, researched securities laws issues and drafted private placement memoranda and other documents in connection with private placements of securities.

J.D.

Activities and Societies: Law Review, Order of the Coif

B.A., Economics

Activities and Societies: Phi Beta Kappa, Lambda Chi Alpha Fraternity

Education record