As the Compliance cum Company Secretary at a BSE-listed company, I spearheaded comprehensive initiatives to ensure adherence to regulatory frameworks and legal compliance. My key responsibilities included:• Overall Secretarial and Legal Compliance: Led and executed robust strategies to ensure the company's compliance with legal and regulatory requirements.• Bonus Issue of Shares: Successfully managed and facilitated the bonus issue of shares, contributing to the company's capital… Show more As the Compliance cum Company Secretary at a BSE-listed company, I spearheaded comprehensive initiatives to ensure adherence to regulatory frameworks and legal compliance. My key responsibilities included:• Overall Secretarial and Legal Compliance: Led and executed robust strategies to ensure the company's compliance with legal and regulatory requirements.• Bonus Issue of Shares: Successfully managed and facilitated the bonus issue of shares, contributing to the company's capital structure.• Handling Right Issue and Private Placement: Managed and executed right issues and private placements for subsidiary companies, optimizing capital structure.• SME to Main Board Migration: Oversaw the seamless transition of the company from SME to the Main Board, navigating regulatory complexities.• Preparation and Vetting of Corporate Contracts: Drafted, reviewed, and vetted a wide range of corporate contracts and legal documents to safeguard the company's interests such as non-disclosure agreements and various intercorporate Memorandum of understanding. • SEBI (LODR) Compliance: Ensured compliance with SEBI (Listing Obligations and Disclosure Requirements) Regulations, maintaining transparency and accountability.• Employee Stock Option (ESOP) Planning and Implementation: Designed and implemented ESOP schemes, aligning employee incentives with the company's long-term goals.• Managing Investor Relationship Programmes: Organized various shareholder meetings and facilitated shareholder participation. Also, have been part of various investor meetings for the future expansion of the Company • Incorporation of Subsidiaries: Successfully managed the incorporation process for subsidiaries under the Companies Act, 2013, expanding the company's business footprint.• Government Subsidy Identification and Procurement: Successfully identified the relevant Subsidy applicable to the company and procurement of the same through various channels from the respective departments. Show less

As a seasoned Corporate Law Professional, I've successfully provided comprehensive consultancy in the realms of corporate law, legal, and secretarial matters: - • Spearheaded comprehensive compliance audits, ensuring adherence to SEBI (LODR), Companies Act, 2013, RBI, and MCA regulations.• Facilitated the smooth transition of companies from SME to Main Board, ensuring a seamless integration process.• Advised on regulatory nuances, mitigating risks, and enhancing the overall… Show more As a seasoned Corporate Law Professional, I've successfully provided comprehensive consultancy in the realms of corporate law, legal, and secretarial matters: - • Spearheaded comprehensive compliance audits, ensuring adherence to SEBI (LODR), Companies Act, 2013, RBI, and MCA regulations.• Facilitated the smooth transition of companies from SME to Main Board, ensuring a seamless integration process.• Advised on regulatory nuances, mitigating risks, and enhancing the overall corporate structure.• Crafted and executed strategic ESOP plans, aligning employee incentives with corporate objectives.• Ensured legal compliance in ESOP implementation, fostering a motivated and engaged workforce.• Meticulously prepared and vetted a spectrum of corporate contracts and legal documents, safeguarding client interests.• Provided insightful legal counsel on contractual matters, contributing to robust business partnerships. Show less

Accomplished various assignments on Corporate Law, Legal, and Secretarial GovernanceBoard and Shareholders Meetings Compliance: Assisted in Managing and executing end-to-end management of board and shareholders meetings, ensuring seamless coordination and adherence to regulatory protocols.Documentation Management : Prepared and meticulously vetted Notices, Agendas, and Minutes for board meetings, maintaining accuracy and compliance with legal requirements.Regulatory… Show more Accomplished various assignments on Corporate Law, Legal, and Secretarial GovernanceBoard and Shareholders Meetings Compliance: Assisted in Managing and executing end-to-end management of board and shareholders meetings, ensuring seamless coordination and adherence to regulatory protocols.Documentation Management : Prepared and meticulously vetted Notices, Agendas, and Minutes for board meetings, maintaining accuracy and compliance with legal requirements.Regulatory Compliance :Spearheaded the preparation and filing of various ROC forms. Navigated and ensured compliance with FDI guidelines of RBI, contributing to the company's adherence to international investment standards.NBFC Compliance : Handled NBFC compliance for the companies, showcasing adeptness in the intricate regulatory framework of non-banking financial institutions.Contract Drafting and Legal Documentation:Have prepared a diverse range of contracts and legal documents, safeguarding the company's interests and ensuring legal clarity in business transactions.Financial Finalization and Reporting:Assisted in the finalization of accounts, demonstrating a holistic understanding of financial processes and regulatory requirements.Prepared the Annual Report of the Company in accordance with the Companies Act, showcasing a commitment to transparent and comprehensive reporting.Regulatory Returns and Audits:Managed the preparation and filing of RBI Returns, ensuring regulatory compliance.Played a pivotal role in the Secretarial Audit of the Company. Show less

Handled all secretarial work and compliance to Registrar of Company of Companies registered under Companies Act, 1956. Also capable of making the Accounting reports such as Cash Flow Statement, Trail Balance, Profit and loss Account and Balance Sheets .

1. Handled All Secretarial Compliances regarding Registrar of Companies that includes :- Preparation of Agenda and Notice of Annual General and Board Meetings of Company - Preparation of Minutes of Annual General and Board Meetings of Company - Submitted Various ROC E-Forms And Returns applicable to Company - Submitted Various RBI returns applicable to Company2. Handled all the Correspondences of Bank and External Authorities 3. Conducted Internal Compliance… Show more 1. Handled All Secretarial Compliances regarding Registrar of Companies that includes :- Preparation of Agenda and Notice of Annual General and Board Meetings of Company - Preparation of Minutes of Annual General and Board Meetings of Company - Submitted Various ROC E-Forms And Returns applicable to Company - Submitted Various RBI returns applicable to Company2. Handled all the Correspondences of Bank and External Authorities 3. Conducted Internal Compliance Audit of the Company for Internal Check Show less