Dalton Thomas

Dalton Thomas Email and Phone Number

Senior Compliance Specialist, The Hartford Insurance @
Dalton Thomas's Location
Windsor, Connecticut, United States, United States
Dalton Thomas's Contact Details

Dalton Thomas work email

Dalton Thomas personal email

n/a
About Dalton Thomas

Skilled professional with a 20+ year track record of success in the insurance industry. Strong experience with prioritizing and managing compliance risks. Extensive experience in Annuity liquidation, tax and financial adjustment and annuity servicing. Strong work ethic and results driven. Management training and capabilities, Series 6 designation and BS in mathematics and management science.

Dalton Thomas's Current Company Details
The Hartford Insurance Co.

The Hartford Insurance Co.

Senior Compliance Specialist, The Hartford Insurance
Dalton Thomas Work Experience Details
  • The Hartford Insurance Co.
    Senior Compliance Specialist
    The Hartford Insurance Co. Oct 2008 - Present
    Windsor, Ct
    Lead or facilitate implementation efforts to ensure a strong compliance culture. Compliance activities include audits, market conduct exams, SEC and FINRA requests. Review, analyze and provide insights on compliance matters impacting service operation. Provide stakeholder updates on current activities and our regulatory risk environment.
  • The Hartford Insurance Co.
    Assistant Director
    The Hartford Insurance Co. Nov 2004 - Oct 2008
    Simsbury And Windsor Ct
    Managed 5 Front line managers covering 63 employees. Responsible for liquidation, tax reporting, customer service, financial adjustments and servicing of annuity post issue financial and non- financial transactions.
  • The Hartford Insurance Co.
    Manager/Associate Manager/Service Consultant
    The Hartford Insurance Co. Aug 1997 - Nov 2004
    Led teams of ten to fifteen employees responsible for underwriting and processing of Annuity post issue transactions. Underwriting and servicing of Annuity transactions.
  • Cigna Investment Management
    Reserves Analyst
    Cigna Investment Management Mar 1989 - Sep 1993
    Bloomfield, Ct
    Review and analyze reserve results on both an aggregate and individual account basis. Assist in the preparation of quarterly and annual statutory reserve reporting.
  • The Travelers Insurance Co.
    Assistant Rating Analyst
    The Travelers Insurance Co. May 1987 - Apr 1989
    Performed prospective and retrospective rating analyses for major components of the group life and health business. Complete year end accounting and financial forecasting of benefit costs relative to the health insurance business.

Dalton Thomas Skills

Compliance Risks Assessment And Implementation Managed Front Line Managers As An Assistant Director Series 6 Designation Annuity Managment Experience

Dalton Thomas Education Details

Frequently Asked Questions about Dalton Thomas

What company does Dalton Thomas work for?

Dalton Thomas works for The Hartford Insurance Co.

What is Dalton Thomas's role at the current company?

Dalton Thomas's current role is Senior Compliance Specialist, The Hartford Insurance.

What is Dalton Thomas's email address?

Dalton Thomas's email address is da****@****ord.com

What schools did Dalton Thomas attend?

Dalton Thomas attended University Of Hartford, Rensselaer Polytechnic Institute.

What are some of Dalton Thomas's interests?

Dalton Thomas has interest in Real Estate, Volunteer Activities, Tennis.

What skills is Dalton Thomas known for?

Dalton Thomas has skills like Compliance Risks Assessment And Implementation, Managed Front Line Managers As An Assistant Director, Series 6 Designation, Annuity Managment Experience.

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