TX3 Capital aims to achieve superior risk-adjusted equity returns through investing in small and mid-cap equities selected with an “event lens,” integrating environmental, social and governance factors deemed material to company and investment performance, and serving as an active owner.TX3 Capital is led by seasoned financial professionals each with over 25 years of experience collectively encompassing public and private equity investing, M&A, and socially responsible investing. Prior experience of our senior team members includes business, transaction and investment leadership roles at Blackstone, New Mountain Capital, Och-Ziff Capital Management, McKinsey & Co., Rockbay Capital, Skoll Foundation and the World Bank Group.TX3 Capital is an affiliate of TX3 Sage Rock, a private investment partnership which invests in public equity opportunities that leverage insights into both public and private markets.

Potrero Impact Advisors LLC provides tailored services to clients seeking positive impact along with targeted financial returns, combining the acumen of traditional investing with rigor in analysis of social outcomes:• Program structuring• Design and launch of new investment vehicles/intermediaries• Sector/issue-specific strategies in health, education, and financial inclusion/small business development• Geographic coverage of U.S. and global emerging markets• Due diligence & portfolio review for investments in funds and companiesClient Examples by SectorHealth:• Kresge Foundation: strategic advisor to $5 million health IT venture program launched in March 2014; investment due diligence and negotiations support to 3 deals• Robert Wood Johnson Foundation / Vital Healthcare Capital: advised on fund structuring and startup strategy; provided due diligence and transaction support to $10 million investment in Boston-based Commonwealth Care Alliance (CCA)• White House Social Innovation Fund (SIF): Awardee under SIF’s Pay for Success initiative focused on youth health, human services and justice interventionsEducation & New Media:• Lumina Foundation: strategic advisor to create and launch education-focused impact investing and accelerator program• Knight Foundation: review of early stage venture investment program supporting the growth of new business models for high quality journalismFinancial inclusion/small business:• Goldman Sachs: Conducted market analysis and due diligence on 13 small business lenders across the USClient example:• "X" Family Foundation: developed impact investing policy statement and supported foundation management in planning discussions with board. "X" is a leading real estate family with $5 billion in assets. Conducted due diligence on direct and fund investments in health and education, including California’s first pay-for-performance initiativeAdvisor to US Foundation Presidents' Council on Impact Investing

A leader in “new philanthropy” and social investing, the Skoll Foundation was created by eBay founding president Jeff Skoll with the goal of driving large-scale change through entrepreneurial approaches. Dan led Skoll’s work in impact investing, including direct and fund investments, and played a key role in creating partnerships to advance the field of social entrepreneurship.

As “Intrapreneur” in large organization, led expansion of the World Bank’s “innovation marketplace” from a $3.5 million to a $10 million annual program. The DM’s model of support for small-scale solutions to social and economic challenges was designated a “best practice” in corporate innovation by Harvard Business Review.Decentralized the program by tripling coverage of the country-level DM competitions to 17 countries per year and doubled funding to over $5 million. Achieved this growth via levering of external funds while maintaining a fixed administrative budget.Managed team of 11 professionals; direct operational responsibilities included negotiating a streamlined funding and budget framework, recruiting and mentoring a young and dynamic team.Led analysis of finance and private sector as core member of World Bank’s Strategic Scenario Team exploring the potential impact of radically divergent futures on the development industry.

- Founding member of venture capital unit of the World Bank’s private investment affiliate, playing key role in creating $75 million annual investment program focusing on early-stage technology companies with a social impact.- TRG Pakistan. $10 million PIPE investment in Karachi-listed business process outsourcing firm. Company exceeded $200 million in revenues by 2008.- NewPath Ventures. $20 million investment in India/US semiconductor design company headed by Vinod Dham, the “father of the Pentium chip”. Company aimed to jumpstart the nascent Indian semiconductor chip industry. - DQ Entertainment. $3 million investment in early-stage Indian digital animation company. Successful exit resulted from IPO on AIM London Stock Exchange in 2007.- Identified and executed investments in several early-stage companies with strong social impact, including Spryance, an early-stage healthcare support service company providing skilled home-based employment to women in India; and Webdunia, which broadened technology access to non-English speakers through software and web services in local Indian languages. Served on Board of Directors of these two firms.- Served on Board of Directors of Novica, an Internet-based retailer/wholesaler of artisan products from the developing world; and IBS, the largest Russian IT company.

- Promoted to post-MBA entry-level position with leading London-based management consulting firm specializing in Mergers and Acquisitions.- Led financial analysis of acquisition target Saatchi & Saatchi. Managed relationship with merchant bank BZW to secure offer of mezzanine financing.- Conducted financial and market analyses of acquisition candidates in support of hostile takeover attempts. Target companies included Polaroid and Pillsbury.- Analyzed growth opportunities of Cable & Wireless in long distance and wireless communications markets in UK in period following liberalization and privatization.