Dan Donovan

Dan Donovan Email and Phone Number

Partner at Donovan & Rainie, LLC @ Donovan & Rainie, LLC
ONE SOUTH STREET, BALTIMORE,Maryland 21202,United States
Dan Donovan's Location
Baltimore, Maryland, United States, United States
Dan Donovan's Contact Details

Dan Donovan work email

Dan Donovan personal email

n/a
About Dan Donovan

Dan Donovan is a member of Donovan & Rainie, LLC, a Baltimore, Maryland law firm. He co-founded the firm in 2002 after more than two decades in senior legal counsel and compliance roles at several major investment banking and retail securities brokerage firms, as well as a New York City litigation firm.Mr. Donovan focuses his practice on arbitration and litigation matters, and on representing broker-dealers and their employees in self-regulatory organization, Securities and Exchange Commission and state securities commission inquiries, investigations and disciplinary proceedings. He also counsels broker-dealers and investment advisers on a wide variety of legal, regulatory and compliance issues, including the development of written compliance and supervisory procedures. He has acted as an independent consultant in connection with broker-dealer regulatory settlements and has served as an expert witness in litiation.Mr. Donovan also represents insurance companies in litigation and regulatory matters.Mr. Donovan has been a presenter at regional and national membership meetings of the National Association of Compliance Professionals and a speaker at the annual conference held by the SIFMA Legal and Compliance Division where he has spoken on multiple occasions and on a variety of topics.Law Practice is Concentrated in Arbitration, Litigation, Securities Law and Regulation (Not a Specialty)

Dan Donovan's Current Company Details
Donovan & Rainie, LLC

Donovan & Rainie, Llc

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Partner at Donovan & Rainie, LLC
ONE SOUTH STREET, BALTIMORE,Maryland 21202,United States
Employees:
2
Dan Donovan Work Experience Details
  • Donovan & Rainie, Llc
    Partner
    Donovan & Rainie, Llc 2002 - Present
    Baltimore, Md
    Dan Donovan is a member of Donovan & Rainie, LLC, a Baltimore, Maryland law firm. He co-founded the firm in 2002 after more than two decades in senior legal counsel and compliance roles at several major investment banking and retail securities brokerage firms, as well as a New York City litigation firm.Mr. Donovan focuses his practice on arbitration and litigation matters, and on representing broker-dealers and their employees in self-regulatory organization, Securities and Exchange Commission and state securities commission inquiries, investigations and disciplinary proceedings. He also counsels broker-dealers and investment advisers on a wide variety of legal, regulatory and compliance issues, including the development of written compliance and supervisory procedures. He has acted as an independent consultant in connection with broker-dealer regulatory settlements and has served as an expert witness in litiation.Mr. Donovan also represents insurance companies in litigation and regulatory matters.Mr. Donovan has been a presenter at regional and national membership meetings of the National Association of Compliance Professionals and a speaker at the annual conference held by the SIFMA Legal and Compliance Division where he has spoken on multiple occasions and on a variety of topics.Law Practice is Concentrated in Arbitration, Litigation, Securities Law and Regulation (Not a Specialty)
  • Deutsche Bank Securities
    Director
    Deutsche Bank Securities 1999 - 2002
    Baltimore, Md
  • Bt Alex. Brown
    Director
    Bt Alex. Brown 1997 - 1999
    Baltimore, Md
  • Alex. Brown & Sons Incorporated
    Principal
    Alex. Brown & Sons Incorporated 1993 - 1997
    Baltimore, Md
  • Cowen & Company
    Principal
    Cowen & Company 1988 - 1993
    New York, Ny
  • Prudential-Bache Securities
    Vice President
    Prudential-Bache Securities 1987 - 1988
    New York, Ny
  • Ef Hutton & Company
    Vice President
    Ef Hutton & Company 1983 - 1987
    New York, Ny
  • Pollack & Kaminsky
    Associate
    Pollack & Kaminsky 1982 - 1983
    New York, Ny

Dan Donovan Skills

Securities Investment Advisory Securities Law Arbitration Regulatory Counsel Mediation Securities Regulation Financial Markets Corporate Governance Corporate Law Securities Litigation Litigation Courts Estate Planning Broker Dealer Finra Commercial Litigation Insurance Class Actions Alternative Dispute Resolution Civil Litigation Business Litigation White Collar Criminal Defense Appeals Dispute Resolution Non Compete Agreements Trade Secrets Trial Practice Product Liability Insurance Law Trials Construction Law Dispute Privacy Law Litigation Management Torts Bankruptcy Competition Law Legal Writing Unfair Competition Legal Compliance Intellectual Property Licensing Legal Advice Litigation Support Employment Law Legal Research International Arbitration Trusts Administrative Law

Dan Donovan Education Details

Frequently Asked Questions about Dan Donovan

What company does Dan Donovan work for?

Dan Donovan works for Donovan & Rainie, Llc

What is Dan Donovan's role at the current company?

Dan Donovan's current role is Partner at Donovan & Rainie, LLC.

What is Dan Donovan's email address?

Dan Donovan's email address is dj****@****nie.com

What schools did Dan Donovan attend?

Dan Donovan attended Boston University School Of Law, Suny Brockport.

What skills is Dan Donovan known for?

Dan Donovan has skills like Securities, Investment Advisory, Securities Law, Arbitration, Regulatory Counsel, Mediation, Securities Regulation, Financial Markets, Corporate Governance, Corporate Law, Securities Litigation, Litigation.

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