Dan Donovan Email and Phone Number
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Dan Donovan is a member of Donovan & Rainie, LLC, a Baltimore, Maryland law firm. He co-founded the firm in 2002 after more than two decades in senior legal counsel and compliance roles at several major investment banking and retail securities brokerage firms, as well as a New York City litigation firm.Mr. Donovan focuses his practice on arbitration and litigation matters, and on representing broker-dealers and their employees in self-regulatory organization, Securities and Exchange Commission and state securities commission inquiries, investigations and disciplinary proceedings. He also counsels broker-dealers and investment advisers on a wide variety of legal, regulatory and compliance issues, including the development of written compliance and supervisory procedures. He has acted as an independent consultant in connection with broker-dealer regulatory settlements and has served as an expert witness in litiation.Mr. Donovan also represents insurance companies in litigation and regulatory matters.Mr. Donovan has been a presenter at regional and national membership meetings of the National Association of Compliance Professionals and a speaker at the annual conference held by the SIFMA Legal and Compliance Division where he has spoken on multiple occasions and on a variety of topics.Law Practice is Concentrated in Arbitration, Litigation, Securities Law and Regulation (Not a Specialty)
Donovan & Rainie, Llc
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- donovanrainie.com
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PartnerDonovan & Rainie, Llc 2002 - PresentBaltimore, MdDan Donovan is a member of Donovan & Rainie, LLC, a Baltimore, Maryland law firm. He co-founded the firm in 2002 after more than two decades in senior legal counsel and compliance roles at several major investment banking and retail securities brokerage firms, as well as a New York City litigation firm.Mr. Donovan focuses his practice on arbitration and litigation matters, and on representing broker-dealers and their employees in self-regulatory organization, Securities and Exchange Commission and state securities commission inquiries, investigations and disciplinary proceedings. He also counsels broker-dealers and investment advisers on a wide variety of legal, regulatory and compliance issues, including the development of written compliance and supervisory procedures. He has acted as an independent consultant in connection with broker-dealer regulatory settlements and has served as an expert witness in litiation.Mr. Donovan also represents insurance companies in litigation and regulatory matters.Mr. Donovan has been a presenter at regional and national membership meetings of the National Association of Compliance Professionals and a speaker at the annual conference held by the SIFMA Legal and Compliance Division where he has spoken on multiple occasions and on a variety of topics.Law Practice is Concentrated in Arbitration, Litigation, Securities Law and Regulation (Not a Specialty) -
DirectorDeutsche Bank Securities 1999 - 2002Baltimore, Md
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DirectorBt Alex. Brown 1997 - 1999Baltimore, Md
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PrincipalAlex. Brown & Sons Incorporated 1993 - 1997Baltimore, Md
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PrincipalCowen & Company 1988 - 1993New York, Ny
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Vice PresidentPrudential-Bache Securities 1987 - 1988New York, Ny
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Vice PresidentEf Hutton & Company 1983 - 1987New York, Ny
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AssociatePollack & Kaminsky 1982 - 1983New York, Ny
Dan Donovan Skills
Dan Donovan Education Details
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Political Science
Frequently Asked Questions about Dan Donovan
What company does Dan Donovan work for?
Dan Donovan works for Donovan & Rainie, Llc
What is Dan Donovan's role at the current company?
Dan Donovan's current role is Partner at Donovan & Rainie, LLC.
What is Dan Donovan's email address?
Dan Donovan's email address is dj****@****nie.com
What schools did Dan Donovan attend?
Dan Donovan attended Boston University School Of Law, Suny Brockport.
What skills is Dan Donovan known for?
Dan Donovan has skills like Securities, Investment Advisory, Securities Law, Arbitration, Regulatory Counsel, Mediation, Securities Regulation, Financial Markets, Corporate Governance, Corporate Law, Securities Litigation, Litigation.
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