Daniel Harty Email & Phone Number
@treasury.gov
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Who is Daniel Harty? Overview
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Daniel Harty is listed as Senior Legal Counsel at StoneX Group Inc., based in Chicago, Illinois, United States. AeroLeads shows a work email signal at treasury.gov and a matched LinkedIn profile for Daniel Harty.
Daniel Harty previously worked as Associate Director and Chief Risk Officer, Division of Corporation Finance at U.S. Securities And Exchange Commission and Director, Office of Capital Markets at U.S. Department Of The Treasury. Daniel Harty holds Jd from Depaul University College Of Law.
Email format at StoneX Group Inc.
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AeroLeads found 2 current-domain work email signals for Daniel Harty. Compare company email patterns before reaching out.
About Daniel Harty
• Financial services executive who solves complex, market wide, and enterprise issues efficiently and holistically.• Legal and risk management leader assessing market, credit, legal, compliance, operational, and model risks arising from legal, regulatory, and market events affecting securities, derivatives, and digital assets markets.• Leader who identifies, attracts, and develops talent and high achieving teams; thought leader who provides strategic thinking and policy direction for financial markets, laws, and regulation, through data sourcing and analysis, model implementation, and issue remediation efforts.
Listed skills include Derivatives, Capital Markets, Risk Management, Banking, and 17 others.
Daniel Harty's current company
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Daniel Harty work experience
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Senior Legal Counsel
Current
Associate Director And Chief Risk Officer, Division Of Corporation Finance
Director, Office Of Capital Markets
Managing Director, Enterprise Risk Management
Director And Chief Risk Officer, Chief Investment Office And Treasury
Built, implemented, and managed first line of defense risk management programs for bank’s asset liability management, capital markets, correspondent banking, and other areas of the CIO Treasury function. Managed CIO Treasury function’s business risk program (with $380 billion balance sheet) and support functions for investment, balance sheet hedging.
Svp And Director, Cio & C&Ib Compliance
As a senior executive in the second line of defense, Dan designed and implemented compliance programs for bank’s high-profile businesses and support functions. Oversaw multiple areas of responsibility, including ALM, capital markets, treasury management, financial institutions group, and real estate.
Corporate Expert
As a member of the executive management of the Corporation, Dan developed policies, regulations, or guidance governing capital charges and structures, counterparty credit risk, operational risk, proprietary trading, incentive compensation, derivatives, resolution plans, and liquidation of nonperforming assets. Represented FDIC in negotiations with domestic.
General Counsel And Director Of Compliance
Managed firm's legal and compliance matters for futures commission merchant, clearing member, and proprietary trading firm, with customer assets of $400 million, 150 employees (35 proprietary traders), five trading algorithms, and 75 independent brokers. Represented firm before CFTC, NFA, and Chicago and New York exchanges, including CME high-frequency.
Associate
Commodities, securities, and employment litigation.
Supervisor (Office Of Investigations And Audits, Market Surveillance)
Daniel Harty education
Jd
Bs, Agricultural Economics
Frequently asked questions about Daniel Harty
Quick answers generated from the profile data available on this page.
What company does Daniel Harty work for?
Daniel Harty works for StoneX Group Inc..
What is Daniel Harty's role at StoneX Group Inc.?
Daniel Harty is listed as Senior Legal Counsel at StoneX Group Inc..
What is Daniel Harty's email address?
AeroLeads has found 2 work email signals at @treasury.gov for Daniel Harty at StoneX Group Inc..
Where is Daniel Harty based?
Daniel Harty is based in Chicago, Illinois, United States while working with StoneX Group Inc..
What companies has Daniel Harty worked for?
Daniel Harty has worked for Stonex Group Inc., U.S. Securities And Exchange Commission, U.S. Department Of The Treasury, Charles Schwab, and Pnc.
How can I contact Daniel Harty?
You can use AeroLeads to view verified contact signals for Daniel Harty at StoneX Group Inc., including work email, phone, and LinkedIn data when available.
What schools did Daniel Harty attend?
Daniel Harty holds Jd from Depaul University College Of Law.
What skills is Daniel Harty known for?
Daniel Harty is listed with skills including Derivatives, Capital Markets, Risk Management, Banking, Financial Services, Finance, Portfolio Management, and Bonds.
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