Executive SearchTrading Desk Manager and TraderSenior Compliance OfficerNew Business InitiationClearing Firm Project ManagerMarket Making ADRs and Foreign Ordinaries, US Listed Equities, Municipal Bonds. Proprietary Statistical Arbitrage in ADRs, ETFs. Proprietary ADR Crossbooks. Developed automated trading systems in VBA, and CTCI for several trading platforms. Reg NMS, Reg SHO, CAT, Rule 605/606, Blue Sheets, Response to Inquiries, AML/KYC, 15c3-5 Market Access, 15a-6 Foreign Broker Dealer Exemption, FINRA Rule 3130.SLA negotiations, Set up new businesses: Equity trading, Municipal bond trading, ADR Trading and Arbitrage, ETF Trading/Arb/Unit Creation, Self-Clearing, Securities Lending, Global Custody with simultaneous multiple providers in Europe, Asia, Latin America and Africa.Settlements and Clearing, VaR calculation, 15c3-1 Net Cap Calculation, DTC, CNS. Establishing new Broker Dealers with SEC, FINRA, DTC. New Member Application and Continuing Membership Application, Materiality Consultation.Initiated first primary contact with FINRA, DTC, OCC, Euroclear, SWIFT, NYSE, NASDAQ, Bloomberg, Bloomberg Tradebook, FIS (Loanet), and Brass, among others.
Conscendium, Llc
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Executive Search RecruiterConscendium, Llc Feb 2022 - Present
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Senior Compliance OfficerIntl Fcstone Financial Inc. Sep 2020 - Feb 2022Responsible for system testing to ensure capture of Reg NMS and Reg SHO violations among others. Managed projects to ensure CAT integration compliance. Provided compliance input for Rule 605/606 reporting. Ran compliance function for 15a-6 program, vetting foreign broker dealers and their employees, and developed WSPs to ensure compliance. -
Senior Vice President - Principal Equity FinanceIntl Fcstone Financial Inc. May 2016 - Sep 2020Winter Park, Florida, United StatesStarted a conduit stock loan desk from scratch with no prior securities lending experience. Managed regulatory filings with FINRA and DTC. Negotiated with Loanet, managed installation, interviewed staff, integrated new systems and capabilities with trading desks.
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Vice President Of Business DevelopmentIntl Fcstone Financial Inc. Aug 2012 - May 2016Winter Park, Florida, United StatesWorked with CEO on developing targets for acquisition, negotiating deal terms and assimilating new companies and teams into the company.
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Etf Trader/Relationship ManagerIntl Fcstone Financial Inc. May 2010 - Aug 2012New York City Metropolitan AreaDeveloped relationships with ETF companies and traded hedged positions to make new creation units, leading to opportunities to handle rebalance trades and become primary market maker for a given ETF.Managed membership application to NYSE Arca to become market makers in ETFs.
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Head Of Equity TradingIsrael A Englander & Co Mar 2005 - Oct 2008New York City Metropolitan AreaWorked on an ATS focusing on ADR Cross Books. Started a successful market making desk. Hired and trained all staff. Responsible for 24/5 trading functions. Responsible for all compliance functions. Negotiated for and oversaw installation, training and use of order managment system.
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Equity TraderEmpire Financial, Garden Leave, Hill Thompson. Apr 2002 - Mar 2005New York, United States
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Head Of TradingIntl Trading Nov 2000 - Mar 2002Winter Park, Florida, United StatesCreated a market making desk specializing in ADRs and foreign ordinaries. Hired and trained all traders and support personnel. Established WSPs with CCO. Instituted policies and training to ensure compliance. As the only person with any trading background or experience trading local markets, I worked US, Asian and European hours for the first 6 - 9 months of the desk's existence.
Dan Healy Education Details
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Southern Illinois UniversityWorforce Education And Training
Frequently Asked Questions about Dan Healy
What company does Dan Healy work for?
Dan Healy works for Conscendium, Llc
What is Dan Healy's role at the current company?
Dan Healy's current role is Conscendium LLC - Executive Search.
What schools did Dan Healy attend?
Dan Healy attended Southern Illinois University.
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Dan Healy
Commercial Real Estate Professional, Flexible Workplace SpecialistWashington Dc-Baltimore Area3carrworkplaces.com, industriousoffice.com, thecommondesk.com -
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