Ceo
Captivex Securities Llc
AeroLeads people directory · profile
Dan Healy Email & Phone Number
CEO
at
Captivex Securities LLC
LinkedIn matched
✓ Verified August 2026
3 data sources
Profile completeness 86%
Current company
Captivex Securities LLC
Role
CEO
Location
United States
Who is Dan Healy? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Dan Healy is listed as CEO at Captivex Securities LLC, based in United States. AeroLeads shows a matched LinkedIn profile for Dan Healy.
Dan Healy previously worked as Executive Search Recruiter at Conscendium, Llc and Senior Compliance Officer at Intl Fcstone Financial Inc.. Dan Healy holds Bs, Worforce Education And Training from Southern Illinois University.
Profile bio
About Dan Healy
Executive SearchTrading Desk Manager and TraderSenior Compliance OfficerNew Business InitiationClearing Firm Project ManagerMarket Making ADRs and Foreign Ordinaries, US Listed Equities, Municipal Bonds. Proprietary Statistical Arbitrage in ADRs, ETFs. Proprietary ADR Crossbooks. Developed automated trading systems in VBA, and CTCI for several trading platforms. Reg NMS, Reg SHO, CAT, Rule 605/606, Blue Sheets, Response to Inquiries, AML/KYC, 15c3-5 Market Access, 15a-6 Foreign Broker Dealer Exemption, FINRA Rule 3130.SLA negotiations, Set up new businesses: Equity trading, Municipal bond trading, ADR Trading and Arbitrage, ETF Trading/Arb/Unit Creation, Self-Clearing, Securities Lending, Global Custody with simultaneous multiple providers in Europe, Asia, Latin America and Africa.Settlements and Clearing, VaR calculation, 15c3-1 Net Cap Calculation, DTC, CNS. Establishing new Broker Dealers with SEC, FINRA, DTC. New Member Application and Continuing Membership Application, Materiality Consultation.Initiated first primary contact with FINRA, DTC, OCC, Euroclear, SWIFT, NYSE, NASDAQ, Bloomberg, Bloomberg Tradebook, FIS (Loanet), and Brass, among others.
Current workplace
Dan Healy's current company
Company context helps verify the profile and gives searchers a useful next step.
Captivex Securities Llc
9 roles
Dan Healy work experience
A career timeline built from the work history available for this profile.
Executive Search Recruiter
Conscendium, Llc
Senior Compliance Officer
Responsible for system testing to ensure capture of Reg NMS and Reg SHO violations among others. Managed projects to ensure CAT integration compliance. Provided compliance input for Rule 605/606 reporting. Ran compliance function for 15a-6 program, vetting foreign broker dealers and their employees, and developed WSPs to ensure compliance.
Sep 2020 - Feb 2022
Senior Vice President - Principal Equity Finance
Started a conduit stock loan desk from scratch with no prior securities lending experience. Managed regulatory filings with FINRA and DTC. Negotiated with Loanet, managed installation, interviewed staff, integrated new systems and capabilities with trading desks.
May 2016 - Sep 2020
Vice President Of Business Development
Worked with CEO on developing targets for acquisition, negotiating deal terms and assimilating new companies and teams into the company.
Aug 2012 - May 2016
Etf Trader/Relationship Manager
Developed relationships with ETF companies and traded hedged positions to make new creation units, leading to opportunities to handle rebalance trades and become primary market maker for a given ETF.Managed membership application to NYSE Arca to become market makers in ETFs.
May 2010 - Aug 2012
Head Of Equity Trading
Israel A Englander & Co
Worked on an ATS focusing on ADR Cross Books. Started a successful market making desk. Hired and trained all staff. Responsible for 24/5 trading functions. Responsible for all compliance functions. Negotiated for and oversaw installation, training and use of order managment system.
Mar 2005 - Oct 2008
Equity Trader
Empire Financial, Garden Leave, Hill Thompson.
Apr 2002 - Mar 2005
Head Of Trading
Intl Trading
Created a market making desk specializing in ADRs and foreign ordinaries. Hired and trained all traders and support personnel. Established WSPs with CCO. Instituted policies and training to ensure compliance. As the only person with any trading background or experience trading local markets, I worked US, Asian and European hours for the first 6 - 9 months of the desk's existence.
Nov 2000 - Mar 2002
1 education record
Dan Healy education
-
Southern Illinois University
FAQ
Frequently asked questions about Dan Healy
Quick answers generated from the profile data available on this page.
What company does Dan Healy work for?
Dan Healy works for Captivex Securities LLC.
What is Dan Healy's role at Captivex Securities LLC?
Dan Healy is listed as CEO at Captivex Securities LLC.
Where is Dan Healy based?
Dan Healy is based in United States while working with Captivex Securities LLC.
What companies has Dan Healy worked for?
Dan Healy has worked for Captivex Securities Llc, Conscendium, Llc, Intl Fcstone Financial Inc., Israel A Englander & Co, and Empire Financial, Garden Leave, Hill Thompson..
How can I contact Dan Healy?
You can use AeroLeads to view verified contact signals for Dan Healy at Captivex Securities LLC, including work email, phone, and LinkedIn data when available.
What schools did Dan Healy attend?
Dan Healy holds Bs, Worforce Education And Training from Southern Illinois University.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Dan Healy you were looking for.
View similar profiles
