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Dan Raddock Email & Phone Number

Assistant General Counsel at Vermont Department of Financial Regulation
Location: Montpelier, Vermont, United States 4 work roles 4 schools
1 work email found @vermont.gov 1 phone found area 802 LinkedIn matched
✓ Verified Jul 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 1 phone

Work email d****@vermont.gov
Direct phone (802) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Vermont Department of Financial Regulation
Role
Assistant General Counsel
Location
Montpelier, Vermont, United States
Company size
42 employees

Who is Dan Raddock? Overview

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Quick answer

Dan Raddock is listed as Assistant General Counsel at Vermont Department of Financial Regulation, a with 42 employees, based in Montpelier, Vermont, United States. AeroLeads shows a work email signal at vermont.gov, phone signal with area code 802, and a matched LinkedIn profile for Dan Raddock.

Dan Raddock previously worked as Corporate Attorney at Dwight Asset Management and Chief Legal/Compliance Officer at Start Up Hedge Fund Platform. Dan Raddock holds Jd, Cum Laude from Tulane University Law School.

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Email format at Vermont Department of Financial Regulation

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{first}.{last}@vermont.gov
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Profile bio

About Dan Raddock

Extensive experience in providing legal and regulatory counsel. Recognized for creative resolutions to complex legal issues. Demonstrated experience as part of senior management teams within government, business and in the community. Lived and worked in Europe, Japan & US. Fluent in Japanese

Listed skills include Fixed Income, Asset Management, Securities, Corporate Law, and 19 others.

Current workplace

Dan Raddock's current company

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Vermont Department of Financial Regulation
Vermont Department Of Financial Regulation
Assistant General Counsel
89 Main St., Montpelier,Vermont 05620,United States
Website
dfr.vermont.gov
Employees
42
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4 roles · 20 years

Dan Raddock work experience

A career timeline built from the work history available for this profile.

Assistant General Counsel

Current
Vermont Department Of Financial Regulation

Montpelier, Vermont Area

Attorney specializing in financial regulatory law, focusing on captive insurance, as well as securities and traditional insurance regulation. Provide legal advice to Commissioner and Captive Insurance Division. Key responsibilities include advising Captive Insurance Division on a wide variety of legal issues, as well as developing and drafting laws and regulations; regulatory oversight of transactions of captives and traditional insurers, etc. Key member of team that revised Vermont's blue sky law regulations.. Serve as DFR's representative to Board of Vermont State Teachers Retirement Systems.

May 2012 - Present

Corporate Attorney

Dwight Asset Management

Burlington, Vermont Area

Provided legal counsel and strategy for this institutional asset manager specializing in fixed income, stable value and liquidity mandates. Supported client service team as they enrolled and serviced clients. Drafted and reviewed contracts and transactional documents. Ensured compliance of marketing and advertising materials. Reviewed vendor agreements and leases. Kept team apprised of changes in regulatory environment (e.g. ERISA, pay-to-play) and other compliance matters.

Mar 2009 - May 2012

Chief Legal/Compliance Officer

Start Up Hedge Fund Platform

Boston / London

Provided legal counsel and oversight of all regulatory and compliance matters for this London/Boston based hedge fund and private equity fund platform. Prepared and reviewed contracts and legal documents. Established and oversaw robust compliance procedures. Developed new fund products and launched funds.

2007 - 2008 ~1 yr

Executive Director

Morgan Stanley

Tokyo And London

Global High Yield/Special Situations Group and Real Estate FundsStructured and executed sub-performing and non-performing loan investments and sales made in Japan and non-Japan Asia. Negotiated and oversaw due diligence, closing process and contracts with counterparties. Coordinated all phases of acquisition and closing process. Oversaw debt servicers in asset management of distressed loans in Japan. Led legal/operational/compliance team that established an innovative global real estate private equity/hedge fund. Prepared fund documentation and structured investments made during the ‘warehouse’ stage of the fund and subsequent migration of assets to the permanent fund. Identified and resolved variety of legal and operational risk issues (tax, franchise, regulatory, ERISA, Investment Advisers Act). Ensured fund governance mechanisms followed.

Jan 2000 - Dec 2006
4 education records

Dan Raddock education

Master Of Laws (Ll.M.), Banking, Corporate, Finance, And Securities Law

中央大学 / Chuo University

Activities and Societies: Shotokai Karate Club LL.M. in Japanese civil law and corporate law. Graduate thesis on corporate governance.

Ba, Government

Colby College

Activities and Societies: Rugby Team

Bachelor Of Arts - Ba, Government And Economics

Colby College

Activities and Societies: Rugby Club

FAQ

Frequently asked questions about Dan Raddock

Quick answers generated from the profile data available on this page.

What company does Dan Raddock work for?

Dan Raddock works for Vermont Department of Financial Regulation.

What is Dan Raddock's role at Vermont Department of Financial Regulation?

Dan Raddock is listed as Assistant General Counsel at Vermont Department of Financial Regulation.

What is Dan Raddock's email address?

AeroLeads has found 1 work email signal at @vermont.gov for Dan Raddock at Vermont Department of Financial Regulation.

What is Dan Raddock's phone number?

AeroLeads has found 1 phone signal(s) with area code 802 for Dan Raddock at Vermont Department of Financial Regulation.

Where is Dan Raddock based?

Dan Raddock is based in Montpelier, Vermont, United States while working with Vermont Department of Financial Regulation.

What companies has Dan Raddock worked for?

Dan Raddock has worked for Vermont Department Of Financial Regulation, Dwight Asset Management, Start Up Hedge Fund Platform, and Morgan Stanley.

How can I contact Dan Raddock?

You can use AeroLeads to view verified contact signals for Dan Raddock at Vermont Department of Financial Regulation, including work email, phone, and LinkedIn data when available.

What schools did Dan Raddock attend?

Dan Raddock holds Jd, Cum Laude from Tulane University Law School.

What skills is Dan Raddock known for?

Dan Raddock is listed with skills including Fixed Income, Asset Management, Securities, Corporate Law, Securities Regulation, Investment Management, Investments, and Investment Advisory.

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