Chief Operating Officer
Oversee all operations and functions of the corporate IB, Assisting in marketing e-risc trading and risk management systemResponsible for corporate relations with all clearing FCMsEnsuring that the firm was compliant with all NFA regulationsThe hiring, firing and management of all futures brokersMonitored branch offices and their brokersOversaw risk management for traders and customers Worked with the IT department to ensure all systems were functional and properly working, and that new programs were tested and approved.Marketing of the firm in print with exchange publications, commercial publications and convention representation. Helped to reword web site to maximize information and corporate name.Assisted with the budgets and expense summaries for the firm assuring expenses were kept in line so as to maximize profitability.