•Provision of compliance advice to other areas of the business on regulatory matters.•Collective Investment Scheme compliance assurance•Oversight of work of other members of the team and provision of guidance and assistance on technical matters.•Compiled monthly Risk Reports for the Board.•Monitoring all regulatory releases on a weekly basis and determining the potential impact on the business and whether any further review is required. •Responsible for drafting the Company Regulatory newsletter.•Project co-ordinator for recent AIFMD regulatory project. Working against tight deadlines and liaising with several external and internal parties to ensure all targets were achieved in the given deadlines.

•Compliance policy and procedures development and review.•Management of annual due diligence reviews for eligible markets across more than 50 countries worldwide of which Capita investment schemes could potentially invest in; taking into consideration the liquidity of the markets and their regulatory bodies. •Analysis, verification and amendments to key documentation to ensure any new and relevant regulatory requirements are made.•Responsible for the compilation and management of several sets of MI and Reports.•Represented the Company to several Regulatory and Advisory bodies.•Completed the Chartered Institute for Securities & Investment Level 3 Investment Operations Certificate to complement my role.