Head Of Compliance
Current
Mar 2022 - Present
Who is Dan Warner? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Dan Warner is listed as Head of Compliance at Zuto, based in Leeds, England, United Kingdom. AeroLeads shows a matched LinkedIn profile for Dan Warner.
Dan Warner previously worked as Senior Compliance Manager at Aldermore Bank Plc and Regulatory Strategy and Change Associate at Yorkshire Building Society. Dan Warner holds Law Llb (Hons), Law from The University Of Leeds.
Company email context
Email format at Zuto
This section adds company-level context without repeating Dan Warner's masked contact details.
Zuto
Review company-level records connected to Dan Warner before choosing the right outreach path.
Profile bio
About Dan Warner
Key skills• Experience in compliance and regulatory matters• Policy and procedure review and management• Collective Investment Scheme compliance assurance• Risk analysis• Document review and analysis• Ability to interpret and ensure compliance with complex regulations• Provision of compliance advice• Internal monitoring• Keen attention to detail• Monitoring regulatory developments and determining their impact on the business• Working knowledge of the financial services rules and regulations• CISI Investment Operations Certificate (IOC) Qualified
Current workplace
Dan Warner's current company
Company context helps verify the profile and gives searchers a useful next step.
5 roles
Dan Warner work experience
A career timeline built from the work history available for this profile.
Senior Compliance Manager
Mar 2019 - Mar 2022
Regulatory Strategy And Change Associate
Jun 2015 - Mar 2019
Senior Compliance Associate
- Provision of compliance advice to other areas of the business on regulatory matters.
- Collective Investment Scheme compliance assurance
- Oversight of work of other members of the team and provision of guidance and assistance on technical matters.
- Compiled monthly Risk Reports for the Board.
- Monitoring all regulatory releases on a weekly basis and determining the potential impact on the business and whether any further review is required.
- Responsible for drafting the Company Regulatory newsletter.
Apr 2014 - Dec 2014
Compliance Associate
- Compliance policy and procedures development and review.
- Management of annual due diligence reviews for eligible markets across more than 50 countries worldwide of which Capita investment schemes could potentially invest in; taking into consideration the liquidity of the.
- Analysis, verification and amendments to key documentation to ensure any new and relevant regulatory requirements are made.
- Responsible for the compilation and management of several sets of MI and Reports.
- Represented the Company to several Regulatory and Advisory bodies.
- Completed the Chartered Institute for Securities & Investment Level 3 Investment Operations Certificate to complement my role.
Nov 2012 - Mar 2014
1 education record
Dan Warner education
-
The University Of Leeds
FAQ
Frequently asked questions about Dan Warner
Quick answers generated from the profile data available on this page.
What company does Dan Warner work for?
Dan Warner works for Zuto.
What is Dan Warner's role at Zuto?
Dan Warner is listed as Head of Compliance at Zuto.
Where is Dan Warner based?
Dan Warner is based in Leeds, England, United Kingdom while working with Zuto.
What companies has Dan Warner worked for?
Dan Warner has worked for Zuto, Aldermore Bank Plc, Yorkshire Building Society, and Capita Asset Services.
How can I contact Dan Warner?
You can use AeroLeads to view verified contact signals for Dan Warner at Zuto, including work email, phone, and LinkedIn data when available.
What schools did Dan Warner attend?
Dan Warner holds Law Llb (Hons), Law from The University Of Leeds.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trial