Dana Begin
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Dana Begin Email & Phone Number

Financial Services Compliance Professional at HarbourVest Partners
Location: Boston, Massachusetts, United States 6 work roles 1 school
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Current company
Role
Financial Services Compliance Professional
Location
Boston, Massachusetts, United States
Company size

Who is Dana Begin? Overview

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Quick answer

Dana Begin is listed as Financial Services Compliance Professional at HarbourVest Partners, a company with 668 employees, based in Boston, Massachusetts, United States. AeroLeads shows a matched LinkedIn profile for Dana Begin.

Dana Begin previously worked as Head of Financial Crimes Operations at Harbourvest Partners and Head of Global Sanctions and Anti-Corruption at Fidelity Investments. Dana Begin holds Bachelor'S Degree, Microbiology, General, Cum Laude from University Of Massachusetts, Amherst.

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Email format at HarbourVest Partners

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HarbourVest Partners

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Profile bio

About Dana Begin

Experienced financial services compliance professional.I have advised in the following areas:-Sales Literature/Advertising Review-OFAC/AML-Transfer Agent -Tax/Retirement-Investment monitoring-Regulatory filing-Conflicts-Anti-Corruption

Current workplace

Dana Begin's current company

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HarbourVest Partners
Harbourvest Partners
Financial Services Compliance Professional
boston, massachusetts, united states
Website
Employees
668
AeroLeads page
6 roles

Dana Begin work experience

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Head Of Financial Crimes Operations

Current

Boston, Massachusetts, United States

Feb 2023 - Present

Head Of Global Sanctions And Anti-Corruption

Greater Boston Area

Nov 2021 - Jun 2023

Director, Compliance & Risk

Cambridge, MA

May 2017 - Apr 2019

Senior Compliance Analyst

Boston, MA And Merrimack, NH

-Monitored firm internal and regulatory investment limits for publically traded equity securities as well as private placements-Participated in the implementation of a new automated monitoring system for investment limits-Experience with regulatory filings (Form ADV, Form PF)-Oversight of investment adviser registration and licensing-Sales literature and.

Apr 2009 - Mar 2016

Compliance Specialist

Boston, MA

-Reviewed marketing materials and internet content for compliance with FINRA and SEC rules-Oversight of transfer agent-Advised on complex retirement regulations

Jan 2000 - Mar 2009
Team & coworkers

Colleagues at HarbourVest Partners

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1 education record

Dana Begin education

FAQ

Frequently asked questions about Dana Begin

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What company does Dana Begin work for?

Dana Begin works for HarbourVest Partners.

What is Dana Begin's role at HarbourVest Partners?

Dana Begin is listed as Financial Services Compliance Professional at HarbourVest Partners.

Where is Dana Begin based?

Dana Begin is based in Boston, Massachusetts, United States while working with HarbourVest Partners.

What companies has Dana Begin worked for?

Dana Begin has worked for Harbourvest Partners, Fidelity Investments, F-Prime Capital, and Mfs Investment Management.

Who are Dana Begin's colleagues at HarbourVest Partners?

Dana Begin's colleagues at HarbourVest Partners include Samira Som, Mba, Eileen L., Jackie Huang, Bill Shallies, Cipm, and Alandra Bain.

How can I contact Dana Begin?

You can use AeroLeads to view verified contact signals for Dana Begin at HarbourVest Partners, including work email, phone, and LinkedIn data when available.

What schools did Dana Begin attend?

Dana Begin holds Bachelor'S Degree, Microbiology, General, Cum Laude from University Of Massachusetts, Amherst.

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