Dan Dewaal Email and Phone Number
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An accomplished cyber security risk management leader with over thirty-five years of experience in delivering complex projects and enterprise wide business and information security initiatives that satisfy all organization requirements and consistently exceed expectations of cost effectiveness, risk & emerging threat mitigation in a time sensitive manner.Prior to joining the SEC in 2016, Dan served as the Chief Security Officer at Options Clearing Corporation (OCC), the world's largest equity derivatives clearing organization dedicated to promoting stability and financial integrity in the marketplace by focusing on sound risk management principles. Dan also served as a member of the OCC Operating Committee and IT Leadership Team with oversight responsibility of security, business continuity, and IT controls compliance. Dan also served for twenty-two years in the U.S. Army where he held a variety of positions including Cryptographic Systems Installation Team Chief, Senior Telecommunications Security Technician, and Communications Security Officer. In 1994, after serving in the Persian Gulf War, Dan was assigned to the U.S. Army Signal Center Directorate of Combat Developments where he spent his last four years on active duty leading efforts to establish doctrine, tactics, and training supporting force modernization objectives in the areas of cyber security and information warfare. Dan has been an active member of the Financial Services Information Sharing and Analysis Center (FS-ISAC) since 1999, and has served on the Board of Directors. He has also served as a member of the Financial Services Sector Coordinating Council (FSSCC) Executive Steering Committee and Chairman of the ChicagoFIRST Board of Directors.Certifications:• ISACA Certified in Governance of Enterprise IT since 2009• ISACA Certified Information Security Manager since 2004• ISC2 Certified Information Systems Security Professional since 2001
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Assistant DirectorU.S. Securities And Exchange CommissionChicago, Il, Us -
Technology Controls Program SpecialistU.S. Securities And Exchange Commission Oct 2016 - PresentWashington, Dc, UsU.S. Securities and Exchange CommissionDivision of Examinations Technology Controls Program (TCP)TCP focuses primarily on designated entities covered by Regulation for Systems Compliance and Integrity (Reg. SCI), including stock and options exchanges, registered clearing agencies, FINRA and the MSRB, alternative trading systems (ATSs), that trade NMS and non-NMS stocks exceeding specified volume thresholds, disseminators of consolidated market data (plan processors), and certain exempt clearing agencies. Since November 2015, Reg. SCI has required designated entities to have comprehensive policies and procedures for their technological systems, including business continuity plans, to review annually their automated systems, and to take appropriate corrective action when system issues occur. Examining for compliance with Reg. SCI, as well as monitoring and responding to registrants’ reports requires a unique skill set and extensive training. The TCP team is comprised of technologists, cybersecurity experts, and information technology consultants. In addition to their Reg. SCI mandate, this team also serves as a resource for adviser and broker-dealer examination teams when they confront issues involving technology at the firms they examine. -
Chief Security OfficerOcc 1998 - Sep 2016Chicago, Illinois, UsFirst Vice President and Chief Security Officer (2008-2016): Global head of Security Services responsible for Security, Business Continuity, IT Risk and Controls Compliance leading efforts to align security to regulatory compliance initiatives by strengthening the technical foundation of the business through the effective delivery of security strategy, security policy and risk management.Vice President – Technology Risk and Security (2005-2008): IT leader responsible for technology risk management, secure architecture design, system security engineering, and application security development.Director – Information Security (1998-2005): Managed Information Security Operations, 24x7 information systems security protection, detection, and response processes with teams located in multiple cities. -
Member And DirectorChicagofirst 2003 - 2016Chicago, Illinois, UsAn active ChicagoFIRST member since 2003 with service in leadership roles, including:• Board of Directors (2006-2015)• Chairman (2009-2011)• Vice Chairman (2012-2014)ChicagoFIRST (www.chicagofirst.org) is a nonprofit association dedicated to addressing private sector resilience and emergency management issues by bringing together critical firms in the Chicago area with relevant public sector agencies at all levels. -
Member And DirectorFinancial Services Information Sharing And Analysis Center (Fs-Isac) 1999 - 2015UsAn active FS-ISAC member since 1999 with service in leadership roles, including:• Board of Directors (2006-2015)• Product and Services Committee Chair (2008-2010)• Board Secretary (2012-2014)FS-ISAC (www.fsisac.com) is a member-owned nonprofit association supporting the financial industry as the go-to resource for cyber and physical threat intelligence analysis and sharing. -
Executive Steering Committee MemberFinacial Services Sector Coordinating Council (Fsscc) 2012 - 2014Designated representative for Clearing House and Exchanges. Provided guidance on maters related to the development of critical infrastructure strategies and initiatives. FSSCC (www.fsscc.org) was formed in 2002 to strengthen the resiliency of the financial services sector against attacks and other threats to the nation’s critical infrastructure by proactively identifying threats and promoting protection, driving preparedness, collaborating with the U. S. government, and coordinating crisis response.
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Chief Warrant OfficerU.S. Army Signal Corps 1975 - 1997Subject Matter Expert at the U.S. Army Signal Center Directorate for Combat Developments responsible for establishing doctrine, tactics, and training in support of force modernization in the area of cyber security and information warfare. (Georgia, 1994 -1997)Senior Telecommunications Security Technician supporting Desert Shield and 5th U.S. Corps. Responsible for the planning, deployment, and operations of secure communications systems. (Saudi Arabia and Germany, 1987 - 1994)Communications Security Officer for 1st Cavalry Division and Third U.S. Corps. Platoon Leader for approximately thirty soldiers providing direct support for secure communications deployed within the U.S. and overseas. Responsible for the accounting and control of cryptographic/nuclear release codes held within twenty-one accounts. (Texas, 1982 - 1987)Cryptographic Systems Technician. U.S. Army Communications-Electronics Installation Agency. Served as Team Chief with responsibility for the installation and testing of World-Wide Military Command and Control Systems (WWMCCS), secure voice and data communications systems at locations within the U.S. and overseas. (Maryland and Germany, 1978 - 1982)Hawk Air Defense Fire Control Systems Technician. 31st Air Defense Brigade and NATO 32d Army Air Defense Command. (Florida and Germany, 1975 - 1978)
Dan Dewaal Skills
Dan Dewaal Education Details
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Southern Illinois University, CarbondaleElectronics/Management -
The Wharton SchoolSecurities Industry Institute (2010-2013)
Frequently Asked Questions about Dan Dewaal
What company does Dan Dewaal work for?
Dan Dewaal works for U.s. Securities And Exchange Commission
What is Dan Dewaal's role at the current company?
Dan Dewaal's current role is Assistant Director.
What is Dan Dewaal's email address?
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What is Dan Dewaal's direct phone number?
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What schools did Dan Dewaal attend?
Dan Dewaal attended Southern Illinois University, Carbondale, The Wharton School.
What skills is Dan Dewaal known for?
Dan Dewaal has skills like Cissp, Analysis, It Audit, It Strategy, Disaster Recovery, Risk Management, Information Security, Business Continuity, Information Security Management, Trading Systems, Computer Security, Risk Assessment.
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