General Counsel
Mount Yale Capital Group, LLC is a registered investment advisor with offices in Minneapolis, Minnesota and Denver, Colorado. Together with its affiliates, it manages over $1.8 billion of assets for institutional and private clients. I am Mount Yale's first General Counsel and assist with all legal needs of the Company, reporting directly to the CEO. I also work closely with the Chief Compliance Officer on matters relating to the Investment Advisers Act of 1940 and the Investment Company Act of 1940.