Daniel Bergey Email and Phone Number

- Architect and sole programmer for infrastructure used in operations, accounting, billing, risk, and compliance, which allowed for greaterautomation, streamlining of data, and business expansion.- Collaborated with CCO to design, code, and implement pre- and post-trade controls with logging during a firmwide compliance infrastructureimprovement.- Developed user specific dashboards for traders and supervisors to facilitate simplified access of internal data, databases, logs, and reports.- Project Manager of onboarding new clearing firms, trading desks, server hosts, 3rd party trading systems, and data providers.- Automated the parsing of large electronic trading logs for easier viewing of compliance controls, quoting patterns, life of the order, marketdata discrepancies, trade analysis, and the updating of internal databases.- Scripted with multiple 3rd party APIs to normalize and link in data from internal infrastructure.

- Supervised and trained additional trade support personnel on in house and 3rd party platforms.- Developed unique and personalized daily trader risk reports using multiple variables and preferences pertaining to each individual trader.- Automated the collecting and processing of data to optimize the exercising of options.- Upgraded internal file network for books and records and to allow for better user credentialing.- Project manager on office move and setting up of trading desks and office infrastructure to allow for a seamless transition for staff.- Consulted with 3rd party accountant to streamline daily, monthly and yearly accounting requirements pertaining to costs, taxes, and regulatory filings.

-Created and enhanced trade database for use in all facets of the business, including trading, accounting, compliance, and supervision.- Optimized trade reconciliation which resulted in a minimal amount of outtrades and a reduction of time spent on post trades.- Coded dividend, earnings, and volatility event trackers to maximize relevant information utilized by traders in real time.- Collaborated with traders to model and capture data utilized for special situations including tenders, exchange offers, warrants, mergers, andforeign tax.- Created and maintained trade cost database encompassing exchange fees, regulatory costs, and capital expenses used by traders to activelyprice trades in real time.- Managed and augmented realtime PnL.

-Developed models used to predict electricity prices in order to value futures -Used Excel macros to make historical data quickly available in a graphical format for the traders-Reorganized the profit and loss statements to make them more relevant and accessible-Created spreadsheets that were used to predict daily electricity loads according to meteorologist reports

-Processed trades involving bonds, stocks, credit default swaps, and indices using Bloomberg and Access-Dealt with external back offices and traders to fix any trade discrepancies-Helped manage the desk daily profit and loss reports to insure accurate risk assessment-Trained incoming co-ops for positions on trading desks

-Analyzed bank statements and company documents in an attempt to identify fraudulent activity-Created databases using Excel and Access to make evidence more available to the lawyers-Worked with members of the Department of Revenue to help identify tax fraud