• Support the Head of Financial Crime in the preparation of all period and ad hoc statistical reports.• Responsible for training and establishing daily workflows for members of staff.• Utilise various peers and key contacts across the company and ensure highest standards are applied to cross jurisdictional business.• Detailing findings to the compliance committee. Periodic "strength tests" on current procedures and update where necessary.• Effective use of investigative tools and selected intelligence sources to ensure an appropriate level and quality of investigation is undertaken and recorded.• Attend weekly management meetings to discuss business strategy and report on workload.• Escalation of Suspicious Activity Reports to the NCA where appropriate.• Maintaining knowledge of UK and EU AML and Financial Crime laws and regulations such as FATF, OFAC and FATCA.• Ensuring that full regulatory compliance requirements are met/exceeded to ensure timely client resolution.• Carrying out Risk Assessments for the UK Transfer Agency business.• Carrying out and reviewing Court Orders, HMRC orders, Job Centre requests and liaising with relevant third parties.• Preparing audit documentation ensuring it is compliant and accurate on an ad-hoc basis.• Effective interface between colleagues and pro-actively offering training/support/subject matter expertise consistent with procedures/legislation to enhance the departments operation.• To aid delivery of Financial Crime training as and when required to all employees• Monitoring and assessing the impact of legal and regulatory developments relating to Financial Crimecarry out yearly risk assessments on various management companies

- Completing or updating AML check based on appropriate KYC/Anti-Money Laundering policies and procedures.- Performing Sanctions/PEP checks on new and existing client’s eliminating or escalating any “hits” as appropriate to MLRO.- Monitoring and surveillance of client accounts on a daily basis.- Understanding and be aware of the Operational Risks faced by the bank and ensure controls are consistently reviewed order to mitigate them. - Supporting the Financial Crime Leader in the strategic planning for the function and the review, enhancement and implementation of risk based financial crime prevention/detection procedures, systems and controls. - Refer cases to management, Compliance or Management Companies where necessary and in compliance with agree procedures.- Raise SAR, investigating confirm cases and escalate to Financial crime leader and MLRO