Daniel Borek Email & Phone Number

Kraków, Pl

Kraków

Kraków, Woj. Małopolskie, Polska

Kraków, Woj. Małopolskie, Polska

- performing sample checks of onboarded Clients as part of Key Procedural Controls to ensure quality and adherence to UBS policy and regulations;- Ensuring that all control findings are correctly classified and documented within the system;- Monitoring via control reports if clients are correctly set up in internal systems. Reviewing and resolving issues connected with data breaks;- Performing analysis of the results of control, identifying trends and providing trainings with the aim of improving data quality;- Participating in ad-hoc risk mitigating tasks as part of global risk initiatives;- Sharing SME knowledge with colleagues and stakeholders;- Identifying and implementing efficiencies/improvements across the process;

Kraków I Okolice

- gathering and analyzing relevant documentation in line with procedures and policies- confirming and determining KYC and AML requirements- performing background checks/screening within internal and external tools- processing negative news searches- identifying and escalating red flag - taking part in SME calls to ensure the highest quality standards are implemented within the department- identification and claryfying procedure gaps- ensuring that Client is compliant with relevant regulations (ex.FINRA, FinfraG, MiFID or Market Access rule)

Kraków, Woj. Małopolskie, Polska

- Reviewing all required AML/KYC Regulatory requirements for all clients and analyzing any transactions that appear unusual based on the customers profile;- Reviewing different accounts and loans application files to verify that application data is complete and meets establishment standards in order to combat fraud;- Working with Senior Managers, Lines of Businesses and other departments to ensure ongoing compliance with AML standards and regulatory requirements;- Performing research via internal and external sources, gather and analyze documentation in accordance with regulatory CIP/KYC requirements;- Responsible for Enhanced Due Diligence reviews of Consumer and Business Banking Customer.- Performing customer screenings and its connected parties- Process Transition