Daniel Carbone Email & Phone Number

Adelaide, SA, AU

Adelaide, South Australia, Australia

Adelaide, South Australia, Australia

Adelaide, South Australia, Australia

Sydney, Australia

Sydney, Australia

Helping Key Business Partners to redesign their business workflow configuration utilising technology to enhance operational controls and effectiveness to support day-to-day operations.

Sydney, Australia

• Executive Leadership Team member.
• Responsible for the strategic direction for all advice operations within the business.
• Responsible for the redesign of the business’ workflow configuration within Salesforce.
• Responsible for the accuracy and completeness of data within Salesforce.
• Redesign of the business’ workflow configuration to enhance operational controls to support day-to-day operations.
• Manage the regulatory obligations for Ongoing Service, including all FDS and opt-in requirements.

Sydney, Australia

Sydney, Australia

Sydney, Australia

• To support the embedding of Advice Transformation Program (ATP) into the Bank Financial planning business, across Business Process Management System (BPM) and Client File Management (CFM) initiative.
• Collaborate in 1:1 sessions, or group style sessions with Regional Managers to support them and their planners through the embedding of the Advice Transformation Program.
• Understanding of where pain points are within newly built processes and working with the Program to ensure these are captured and are being prioritised.
• Stakeholder Management (verbal and written) with different teams within Bank Financial Planning and Advice on understanding where ATP is at and what’s in plan; ensuring there is visibility.
• Ability to analyse reporting to identify areas of focus with Bank Financial Planning and work at a plan to remediate.
• Support Senior Manager (ATP) with embedding risk migration plans for areas identified within risk frameworks.

Sydney, Australia

• Responsible for the daily workflow within the Paraplanning service to provide support to planners in the SoA creation process.
• Identify and embed preventative controls across all functions to minimise risk
• Manage the Paraplanning team to provide quality advice in a timely manner to drive a great planner and client experience.
• Identify and embed efficiencies within the Paraplanning service to assist in freeing up Planner customer face time
• Lead a culture of high performing teams
• Identify training needs of the team

Sydney, Australia

Sydney, Australia

Aurukun (Remote Community), Cape York, Queensland

The main objective of this placement (Secondment) was to take part as a Learning Assistant for the Academy’s Class (Direct Instruction) program and assist with the Club and Culture program based in the Aurukun campus. Specific tasks of this role related to supporting the enhancement of literacy and numeracy skills within the school and also driving the.

London, United Kingdom

Support the Senior Assurance Manager through the development and maintenance of a control framework for the Wealth Planning Product areas (Financial Planning, Tax, Trust & Estates and Coutts Institute).Undertake an agreed programme of First Line of Defence (FLOD) testing around key controls within Wealth Planning with a view to evidencing the adequacy and.

• Team: MLC & NAB Wealth - Financial PlanningReports to: Senior Financial Planning Manager;
• Efficient and timely development of Statements Of Advice (SoA) that deliver optimal outcomes for the client, ensuring prescribed compliance and quality standards
• Researching products, strategies and technical issues to ensure knowledge is kept current
• Reviewing and researching performance of investment products within client portfolios
• Reviewing and researching individual client needs, investment strategies and risk profiles
• Effective use of financial planning software and modelling tools

Ensure all prospective client data is accurate via Lotus Notes, X-Plan and Adviser Net Gain.Develop the most appropriate strategies and advice according to the prospective client's current situation and future lifestyle goals and objectives in conjunction with the senior financial planner.Ensure that all final documented plans and reports are accurate.

Act as a first point of contact for all queries and questions. Contact clients to upgrade their records on their financial situation or changes in personal details and circumstances. Liaising with fund managers. Work in conjunction with the senior para planner and financial advisor in assisting in preparing Statements of AdviceProduce portfolio review.

Responsibilities:Investigating and actioning trace requests on a daily basis, which entailed locating, then debiting and crediting incorrect monies processed in wrong and unauthorised transactions.Processing statements and ensuring statements are sent out correctly without breaching any privacy regulations.Setting up new accounts for Wholesale Banking

Bachelor Of Banking And International Finance

Graduate Diploma Of Applied Finance (Financial Planning Major)

Graduate Certificate Of Financial Planning

Sace Certificate, Italian; Business Maths, Accounting, Economics And Business Studies