Supervise and ensure the accurate processing of investor transactions in accordance with fund, investor and legal documents.Ensure respective investors meet eligibility, Anti Money Laundering (AML) guidelines, FATCA and other applicable criteria as outlined in fund or investor legal documents.Process or review investor transactions including subscriptions, redemptions, transfers, distributions and re-registrations.Oversee reconciliation of expected trade information with moneys received from investors.Generate, review or distribute confirmations, statements and other reporting.Prepare or review correspondence with the fund and investors regarding AML documentation, transactions, performance and statement reporting.Responsible for staff development and performance management.Training and mentoring of team members.Provide an escalation point for team members.Identify system and process enhancements that reduce operation risk, create efficiencies or improve customer service.

Process and review subscription, redemption and transfer documentation.Confirm shareholder activity and balances.Answer inquiries from shareholders and interested parties.Perform Anti-Money Laundering verification procedures.Assist with internal and client driven audit.Generate, review and distribute monthly statements and confirmations for all investors/interested parties.Serve as main contact for multiple Hedge fund clients. Process money movements based upon client needs.

Supervise a team of six associates responsible for Mutual Fund trading, settlement and reconciliation to fund companies. Conducts periodic performance reviews. Assists in identifying and analyzing operations risks related to current and potential business.Develops and maintains good relationships with internal/external operational and client service groups.Reviews and makes recommendations to update departmental procedures.Assists with implementation of client conversions and new business.

Trading over 80 mutual funds per day with various mutual fund deadlines every half hour. Assist in developing workflow processes and procedure documentation.Responsible for transferring funds ranging from $10,000.00 to $150,000,000.00.Assist in the State Street mutual fund conversion with Investors Bank and Trust.Daily reconcilement for fund balances and income. Answer inquiries from clients and fund companies. Cross-train on multiple positions in the Mutual Fund Department.Develop procedures and controls for mutual fund operations offshore trading on SEI.

Correctional duties involve the supervision, custody, treatment, and training of inmates confined in a correctional facility. Duties are performed under the supervision of higher ranking staff and in accordance with operated procedures of the assigned facility.